-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bv7VyvZw9UgwwBaUkkm5BQOwSWKgs7xvFODaIa9r8G0PUZ9mlnYN28brS/ZlPGQr vZ8sL3J3CkI7eSj915NFXw== 0001209191-11-002520.txt : 20110107 0001209191-11-002520.hdr.sgml : 20110107 20110107174922 ACCESSION NUMBER: 0001209191-11-002520 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110105 FILED AS OF DATE: 20110107 DATE AS OF CHANGE: 20110107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Jeffrey C CENTRAL INDEX KEY: 0001362697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 11518470 MAIL ADDRESS: STREET 1: C/O S1 CORPORATION STREET 2: 705 WESTECH DRIVE CITY: NORCROSS STATE: GA ZIP: 30092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-01-05 0 0000924717 SURMODICS INC SRDX 0001362697 Smith Jeffrey C C/O RAMIUS LLC LEXINGTON AVENUE, 20TH FLOOR NEW YORK NY 10022 1 0 0 0 Stock Option (Right to Buy) 11.72 2011-01-05 4 A 0 12528 0.00 A 2018-01-05 Common Stock 12528 12528 D Exercisable in annual increments of 25%, commencing January 5, 2012. /s/ Douglas P. Long, on behalf of Jeffrey C. Smith 2011-01-07 EX-24.4_358482 2 poa.txt POA DOCUMENT POWER OF ATTORNEY I, Jeffrey C. Smith, hereby authorize and designate each of Philip D. Ankeny, Bryan K. Phillips, Douglas P. Long, Andrew G. Humphrey, and Alyn Bedford signing singly, as my true and lawful attorney in fact to: (1) execute for and on my behalf, in my capacity as an officer and/or director of SurModics, Inc., a Minnesota corporation (the "Company"), the Forms 3, 4 and 5 and any other necessary forms in accordance with Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") and the rules and regulations promulgated thereunder; and (2) to file a Form ID on my behalf with the Securities and Exchange Commission and to further do and perform any and all acts for and on my behalf which may be necessary or desirable to complete and execute any such Forms 3, 4 or 5 and timely file such forms with the Securities and Exchange Commission, any stock exchange or similar authority, and the NASDAQ Stock Market. I hereby further grant to each such attorney in fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present, with full power of substitutes or revocation, hereby ratifying and confirming all that such attorney in fact, or such attorney in fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. I hereby acknowledge that the foregoing attorneys in fact, in serving in such capacity at my request, are not assuming, nor is the Company assuming, any of my responsibilities to comply with Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until I am no longer required to file Forms 3, 4 and 5 with respect to my holdings of and transactions in securities issued by the Company, unless earlier revoked by me in a signed writing delivered to the foregoing attorneys in fact. Notwithstanding the foregoing, if any such attorney-in-fact hereafter ceases to be either a partner or employee of Faegre & Benson LLP, or an employee of the Company, this Power of Attorney shall be automatically revoked solely as to such individual, immediately upon such cessation, without any further action on my part. I hereby revoke all previous Powers of Attorney that have been granted by me in connection with my reporting obligations under Section 16 of the Exchange Act with respect to my holdings of and transactions in securities issued by the Company. IN WITNESS WHEREOF, I have caused this Power of Attorney to be duly executed as of this 7th day of January, 2011. /s/ Jeffrey C. Smith -----END PRIVACY-ENHANCED MESSAGE-----