-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MPpYNc4ooQVbRA/VieDBl+xPR8ms9ckP3GB9MYZF3UW+Hu8NlO+5F6oPqLaN0CvR wWMdOX8w4dbZfYmv/GqT0A== 0001209191-07-064021.txt : 20071114 0001209191-07-064021.hdr.sgml : 20071114 20071114205500 ACCESSION NUMBER: 0001209191-07-064021 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071001 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips Bryan K CENTRAL INDEX KEY: 0001412895 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071247418 BUSINESS ADDRESS: BUSINESS PHONE: (952) 829-2700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2007-10-01 0 0000924717 SURMODICS INC SRDX 0001412895 Phillips Bryan K 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 Dep. Gen. Counsel & Corp. Sec. Common Stock 2000 D Stock Option (right to buy) 38.51 2012-09-19 Common Stock 20000 D Stock Option (right to buy) 35.26 2013-09-19 Common Stock 1500 D On September 19, 2005, the reporting person was granted an option to purchase 20,000 shares of common stock. The option vests in five equal installments beginning on September 19, 2006. On September 15, 2006, the reporting person was granted an option to purchase 1,500 shares of common stock. The option vests in five equal installments beginning on September 15, 2007. /s/ Bryan K. Phillips 2007-10-09 -----END PRIVACY-ENHANCED MESSAGE-----