-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MpIGQo2JgO+HinAV5cueuKexBVi/3L18MOJSbZzUTjdnRhqCgVEK3tfAygsugjhp UaIJmfFxZ6XT+GGDseSY1Q== 0000914190-07-000488.txt : 20070830 0000914190-07-000488.hdr.sgml : 20070830 20070830190020 ACCESSION NUMBER: 0000914190-07-000488 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070829 FILED AS OF DATE: 20070830 DATE AS OF CHANGE: 20070830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lopez Paul A CENTRAL INDEX KEY: 0001328763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071092686 BUSINESS ADDRESS: BUSINESS PHONE: 952-829-2700 MAIL ADDRESS: STREET 1: SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-29 0000924717 SURMODICS INC SRDX 0001328763 Lopez Paul A 1125 1/2 W. BALBOA BLVD. NEWPORT BEACH CA 92661 0 1 0 0 Vice President Common Stock 2007-08-29 4 S 0 100 48.40 D 39931 D Common Stock 2007-08-29 4 S 0 400 48.41 D 39531 D Common Stock 2007-08-29 4 S 0 573 48.42 D 38958 D Common Stock 2007-08-29 4 S 0 100 48.43 D 38858 D Common Stock 2007-08-29 4 S 0 895 48.45 D 37963 D Common Stock 2007-08-29 4 S 0 100 48.46 D 37863 D Common Stock 2007-08-29 4 S 0 100 48.47 D 37763 D Common Stock 2007-08-29 4 S 0 200 48.48 D 37563 D Common Stock 2007-08-29 4 S 0 3485 48.49 D 34078 D Common Stock 2007-08-29 4 S 0 722 48.50 D 33356 D Common Stock 2007-08-29 4 S 0 1300 48.51 D 12056 D Common Stock 2007-08-29 4 S 0 300 48.52 D 31756 D Common Stock 2007-08-29 4 S 0 700 48.53 D 31056 D Common Stock 2007-08-29 4 S 0 200 48.54 D 30856 D Common Stock 2007-08-29 4 S 0 2573 48.55 D 28283 D Common Stock 2007-08-29 4 S 0 100 48.56 D 28183 D Common Stock 2007-08-29 4 S 0 442 48.58 D 27741 D Common Stock 2007-08-29 4 S 0 200 48.59 D 27541 D Common Stock 2007-08-29 4 S 0 100 48.63 D 27441 D Employee Stock Option (Right to Buy) 38.07 2012-07-25 Common Stock 13000 13000 D Non-Qualified Stock Option (Right to Buy) 38.07 2012-07-25 Common Stock 67000 67000 D Exercisable in annual increments of 2,600 shares each commencing 07/25/2006. Exercisable in annual increments of 17,400 shares each commencing 07/25/2006. Part 2 of 2. /s/ Paul A. Lopez 2007-08-30 -----END PRIVACY-ENHANCED MESSAGE-----