-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IgrMYmMLpoifp57RUjncp0WQzoLA3YG4Up318Vf1/huIcKF58/+5Usc539gcvbDr yEV/MoYt5ek9q6DynCraJg== 0000914190-07-000487.txt : 20070830 0000914190-07-000487.hdr.sgml : 20070830 20070830185951 ACCESSION NUMBER: 0000914190-07-000487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070829 FILED AS OF DATE: 20070830 DATE AS OF CHANGE: 20070830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lopez Paul A CENTRAL INDEX KEY: 0001328763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071092683 BUSINESS ADDRESS: BUSINESS PHONE: 952-829-2700 MAIL ADDRESS: STREET 1: SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-29 0000924717 SURMODICS INC SRDX 0001328763 Lopez Paul A 1125 1/2 W. BALBOA BLVD. NEWPORT BEACH CA 92661 0 1 0 0 Vice President Common Stock 2007-08-29 4 M 0 20000 38.07 A 47441 D Common Stock 2007-08-29 4 S 0 2215 48.01 D 45226 D Common Stock 2007-08-29 4 S 0 100 48.02 D 45126 D Common Stock 2007-08-29 4 S 0 200 48.03 D 44926 D Common Stock 2007-08-29 4 S 0 400 48.05 D 44526 D Common Stock 2007-08-29 4 S 0 400 48.08 D 44126 D Common Stock 2007-08-29 4 S 0 142 48.10 D 43984 D Common Stock 2007-08-29 4 S 0 658 48.11 D 43326 D Common Stock 2007-08-29 4 S 0 400 48.12 D 42926 D Common Stock 2007-08-29 4 S 0 100 48.20 D 42826 D Common Stock 2007-08-29 4 S 0 100 48.21 D 42726 D Common Stock 2007-08-29 4 S 0 100 48.24 D 42626 D Common Stock 2007-08-29 4 S 0 400 48.25 D 42226 D Common Stock 2007-08-29 4 S 0 400 48.26 D 41826 D Common Stock 2007-08-29 4 S 0 800 48.30 D 41026 D Common Stock 2007-08-29 4 S 0 100 48.31 D 40926 D Common Stock 2007-08-29 4 S 0 200 48.32 D 40726 D Common Stock 2007-08-29 4 S 0 100 48.34 D 40626 D Common Stock 2007-08-29 4 S 0 295 48.36 D 40331 D Common Stock 2007-08-29 4 S 0 300 48.39 D 40031 D Employee Stock Option (Right to Buy) 38.07 2012-07-25 Common Stock 13000 13000 D Non-Qualified Stock Option (Right to Buy) 38.07 2007-08-29 4 M 0 20000 0 D 2012-07-25 Common Stock 20000 67000 D Exercisable in annual increments of 2,600 shares each commencing 07/25/2006. Exercisable in annual increments of 17,400 shares each commencing 07/25/2006. Part 1 of 2. /s/ Paul A. Lopez 2007-08-30 -----END PRIVACY-ENHANCED MESSAGE-----