-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wq9GfNTAndRkFRjzMtpXQUIglHWLMaKwKKaviTfoaFjs49lxV826qd4ktSHdElan p/vCkz5Vx6dXrF5/CeIPjg== 0000914190-07-000465.txt : 20070820 0000914190-07-000465.hdr.sgml : 20070820 20070820161151 ACCESSION NUMBER: 0000914190-07-000465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070816 FILED AS OF DATE: 20070820 DATE AS OF CHANGE: 20070820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER KENNETH H CENTRAL INDEX KEY: 0001182833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071068085 BUSINESS ADDRESS: STREET 1: C/O SURMODIES INC STREET 2: 9924 WEST 74TH ST CITY: EDEN PRIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9528292700 MAIL ADDRESS: STREET 1: C/O SURMODIES INC STREET 2: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-16 0000924717 SURMODICS INC SRDX 0001182833 KELLER KENNETH H 6182 CRACKLEBERRY TRAIL WOODBURY MN 55129 1 0 0 0 Common Stock 2007-08-16 4 S 0 200 49.38 D 10672 D Common Stock 2007-08-16 4 S 0 200 49.40 D 10472 D Common Stock 2007-08-16 4 S 0 100 49.43 D 10372 D Common Stock 2007-08-16 4 S 0 100 49.44 D 10272 D Common Stock 2007-08-16 4 S 0 100 49.45 D 10172 D Common Stock 2007-08-16 4 S 0 700 49.49 D 9472 D Common Stock 2007-08-16 4 S 0 200 49.51 D 9272 D Common Stock 2007-08-16 4 S 0 300 49.55 D 8972 D Common Stock 2007-08-16 4 S 0 100 49.56 D 8872 D Common Stock 2007-08-16 4 S 0 72 49.63 D 8800 D Common Stock 2100 I By son Common Stock 2100 I By daughter Director Stock Option (Right to Buy) 6.5625 2009-05-17 Common Stock 6000 6000 D Director Stock Option (Right to Buy) 2.50 2007-10-01 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 25.094 2010-09-18 Common Stock 2000 2000 D Director Stock Option (Right to Buy) 34.85 2011-11-21 Common Stock 1000 1000 D Director Stock Option (Right to Buy) 29.17 2013-03-17 Common Stock 2000 2000 D Director Stock Option (Right to Buy) 21.82 2014-05-17 Common Stock 5000 5000 D Director Stock Option (Right to Buy) 39.13 2015-11-14 Common Stock 5000 5000 D Director Stock Option (Right to Buy) 31.85 2016-11-13 Common Stock 5000 5000 D Exercisable in annual increments of 1,200 shares each commencing on 5/17/99. Exercisable in annual increments of 5,600 shares each commencing on 10/1/97. Exercisable in annual increments of 400 shares each commencing on 9/18/00. Exercisable in annual increments of 200 shares each commencing on 11/21/01. Exercisable in annual increments of 400 shares each commencing on 3/17/03. Exercisable in annual increments of 1,000 shares each commencing on 5/17/04. Exercisable in annual increments of 1,000 shares each commencing on 11/14/05. Exercisable in annual increments of 1,000 shares each commencing on 11/13/06. Form 2 of 2 Forms /s/ Kenneth H. Keller by Melodie R. Rose pursuant to power of attorney previously filed 2007-08-20 -----END PRIVACY-ENHANCED MESSAGE-----