-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JU4nBCbA9pQHZMOeRMMp4C3uhnV6GRlaUG2eTc8wV6y3CerZ/sgJQ6JvmvCzkDI4 xqmm+23+0Fnu0icTrpCQhQ== 0000914190-07-000463.txt : 20070820 0000914190-07-000463.hdr.sgml : 20070820 20070820160747 ACCESSION NUMBER: 0000914190-07-000463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070816 FILED AS OF DATE: 20070820 DATE AS OF CHANGE: 20070820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLER KENNETH H CENTRAL INDEX KEY: 0001182833 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071068047 BUSINESS ADDRESS: STREET 1: C/O SURMODIES INC STREET 2: 9924 WEST 74TH ST CITY: EDEN PRIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9528292700 MAIL ADDRESS: STREET 1: C/O SURMODIES INC STREET 2: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-16 0000924717 SURMODICS INC SRDX 0001182833 KELLER KENNETH H 6182 CRACKLEBERRY TRAIL WOODBURY MN 55129 1 0 0 0 Common Stock 2007-08-16 4 S 0 152 48.60 D 18648 D Common Stock 2007-08-16 4 S 0 100 48.62 D 18548 D Common Stock 2007-08-16 4 S 0 200 48.70 D 18348 D Common Stock 2007-08-16 4 S 0 200 48.72 D 18148 D Common Stock 2007-08-16 4 S 0 100 48.76 D 18048 D Common Stock 2007-08-16 4 S 0 106 48.78 D 17942 D Common Stock 2007-08-16 4 S 0 100 48.80 D 17842 D Common Stock 2007-08-16 4 S 0 99 48.81 D 17743 D Common Stock 2007-08-16 4 S 0 100 48.82 D 17643 D Common Stock 2007-08-16 4 S 0 100 48.83 D 17543 D Common Stock 2007-08-16 4 S 0 160 48.88 D 17383 D Common Stock 2007-08-16 4 S 0 100 48.90 D 17283 D Common Stock 2007-08-16 4 S 0 100 48.93 D 17183 D Common Stock 2007-08-16 4 S 0 1400 48.96 D 15783 D Common Stock 2007-08-16 4 S 0 1101 48.97 D 14682 D Common Stock 2007-08-16 4 S 0 1000 49.00 D 13682 D Common Stock 2007-08-16 4 S 0 239 49.01 D 13443 D Common Stock 2007-08-16 4 S 0 300 49.05 D 13143 D Common Stock 2007-08-16 4 S 0 100 49.11 D 13043 D Common Stock 2007-08-16 4 S 0 130 49.12 D 12913 D Common Stock 2007-08-16 4 S 0 1 49.15 D 12912 D Common Stock 2007-08-16 4 S 0 400 49.16 D 12512 D Common Stock 2007-08-16 4 S 0 99 49.19 D 12413 D Common Stock 2007-08-16 4 S 0 141 49.20 D 12272 D Common Stock 2007-08-16 4 S 0 600 49.23 D 11672 D Common Stock 2007-08-16 4 S 0 100 49.24 D 11572 D Common Stock 2007-08-16 4 S 0 200 49.25 D 11372 D Common Stock 2007-08-16 4 S 0 100 49.26 D 11272 D Common Stock 2007-08-16 4 S 0 200 49.28 D 11072 D Common Stock 2007-08-16 4 S 0 200 49.31 D 10872 D Director Stock Option (Right to Buy) 6.5625 2009-05-17 Common Stock 6000 6000 D Director Stock Option (Right to Buy) 2.50 2007-10-01 Common Stock 10000 10000 D Director Stock Option (Right to Buy) 25.094 2010-09-18 Common Stock 2000 2000 D Director Stock Option (Right to Buy) 34.85 2011-11-21 Common Stock 1000 1000 D Director Stock Option (Right to Buy) 29.17 2013-03-17 Common Stock 2000 2000 D Director Stock Option (Right to Buy) 21.82 2014-05-17 Common Stock 5000 5000 D Director Stock Option (Right to Buy) 39.13 2015-11-14 Common Stock 5000 5000 D Director Stock Option (Right to Buy) 31.85 2016-11-13 Common Stock 5000 5000 D Exercisable in annual increments of 1,200 shares each commencing on 5/17/99. Exercisable in annual increments of 5,600 shares each commencing on 10/1/97. Exercisable in annual increments of 400 shares each commencing on 9/18/00. Exercisable in annual increments of 200 shares each commencing on 11/21/01. Exercisable in annual increments of 400 shares each commencing on 3/17/03. Exercisable in annual increments of 1,000 shares each commencing on 5/17/04. Exercisable in annual increments of 1,000 shares each commencing on 11/14/05. Exercisable in annual increments of 1,000 shares each commencing on 11/13/06. Form 1 of 2 Forms /s/ Kenneth H. Keller by Melodie R. Rose pursuant to power of attorney previously filed 2007-08-20 -----END PRIVACY-ENHANCED MESSAGE-----