-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EUaI3Atyf/EHNveiWLoaI6vf8/0axl9B4aACvUAjdzPbJfyPS+9nHQPnr1pqA/3z oC3EzlbOyanuQycLHeZSqQ== 0000914190-07-000461.txt : 20070820 0000914190-07-000461.hdr.sgml : 20070820 20070820160325 ACCESSION NUMBER: 0000914190-07-000461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070816 FILED AS OF DATE: 20070820 DATE AS OF CHANGE: 20070820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEOUGH STEVEN J CENTRAL INDEX KEY: 0001278044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071068012 BUSINESS ADDRESS: BUSINESS PHONE: 9528293261 MAIL ADDRESS: STREET 1: C/O SURMODICS INC STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-16 0000924717 SURMODICS INC SRDX 0001278044 KEOUGH STEVEN J 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344-3523 0 1 0 0 Sr VP/GM Orthop/Chf IP Cnsl Common Stock 2007-08-16 4 M 0 10600 29.37 A 25468 D Common Stock 2007-08-16 4 S 0 10600 50.25 D 14868 D Common Stock 2007-08-16 4 M 0 7000 21.36 A 21868 D Common Stock 2007-08-16 4 S 0 7000 48.872 D 14868 D Non-Qualified Stock Option (Right to Buy) 21.36 2007-08-16 4 M 0 7000 0 D 2011-01-26 Common Stock 7000 14000 D Non-Qualified Stock Option (Right to Buy) 29.37 2007-08-16 4 M 0 10600 0 D 2012-01-31 Common Stock 10600 42400 D Non-Qualified Stock Option (Right to Buy) 38.51 2012-09-19 Common Stock 6000 6000 D Exercisable in annual increments of 7,000 shares each commencing 1/26/05. Exercisable in annual increments of 10,600 shares each commencing 1/31/06. Exercisable in annual increments of 1,200 shares each commencing 9/19/06. /s/ Steven J. Keough 2007-08-20 -----END PRIVACY-ENHANCED MESSAGE-----