-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdHysJOzbO9CWGaQ2fTuvC6TX9xaKjZybjC8vRhnAGYRtob4sKVsv1KPmWQTK+k5 aBx79dIslOQRCvIJc/YXgw== 0000914190-07-000459.txt : 20070820 0000914190-07-000459.hdr.sgml : 20070820 20070820154455 ACCESSION NUMBER: 0000914190-07-000459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070817 FILED AS OF DATE: 20070820 DATE AS OF CHANGE: 20070820 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DURAN LISE W CENTRAL INDEX KEY: 0001272495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071067913 MAIL ADDRESS: STREET 1: C/O SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PREIRIE STATE: MI ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-17 0000924717 SURMODICS INC SRDX 0001272495 DURAN LISE W 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 VP & Genl Mgr-Regen Tech Common Stock 2007-08-17 4 M 0 16000 25.094 A 64109 D Common Stock 2007-08-17 4 F 0 8030 50.00 D 56079 D Employee Stock Option (Right to Buy) 25.094 2007-08-17 4 M 0 16000 0 D 2007-09-18 Common Stock 16000 0 D Employee Stock Option (Right to Buy) 29.17 2010-03-17 Common Stock 8000 8000 D Non-Qualified Stock Option (Right to Buy) 21.36 2011-01-26 Common Stock 5000 5000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 25000 25000 D Exercisable in annual increments of 2,800 shares each commencing on 9/18/01 thru 9/18/03, 2,944 on 9/18/04, 3,984 on 9/18/05 and 672 on 9/18/06. Exercisable in annual increments of 1,600 shares each commencing on 3/17/04. Exercisable in annual increments of 1,000 shares each commencing on 1/26/05. Exercisable in annual increments of 5,000 shares each commencing on 1/31/06. /s/ Lise W. Duran 2007-08-20 -----END PRIVACY-ENHANCED MESSAGE-----