-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAr5L4lJkEHGSsD0WZF26I/5P4cp9Y1b3jHAYPp2fkvuVWE7ooYhRjadPKEOl7yp w4OlhDRjBhCXghGKv0GOJA== 0000914190-07-000450.txt : 20070815 0000914190-07-000450.hdr.sgml : 20070815 20070815143339 ACCESSION NUMBER: 0000914190-07-000450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070813 FILED AS OF DATE: 20070815 DATE AS OF CHANGE: 20070815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LOREN R CENTRAL INDEX KEY: 0001272490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 071059273 MAIL ADDRESS: STREET 1: C/O SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PREIRIE STATE: MI ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-13 0000924717 SURMODICS INC SRDX 0001272490 MILLER LOREN R 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 Vice President and Controller Common Stock 2007-08-13 4 M 0 5000 25.094 A 18157 D Common Stock 2007-08-13 4 F 0 2470 50.81 D 15687 D Common Stock 2007-08-13 4 M 0 2500 34.85 A 18187 D Common Stock 2007-08-13 4 F 0 1714 50.81 D 16869 D Employee Stock Option (Right to Buy) 25.094 2007-08-13 4 M 0 5000 0 D 2007-09-18 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 34.85 2007-08-13 4 M 0 2500 0 D 2008-11-12 Common Stock 2500 0 D Employee Stock Option (Right to Buy) 29.50 2010-01-15 Common Stock 3000 3000 D Employee Stock Option (Right to Buy) 29.17 2010-03-17 Common Stock 2500 2500 D Non-Qualified Stock Option (Right to Buy) 21.36 2011-01-26 Common Stock 10000 10000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 30000 30000 D Includes 396 shares acquired through the Employee Stock Purchase Plan for the phase ended 2/28/07. Exercisable in annual increments of 1,000 shares each commencing on 9/18/01. Exercisable in annual increments of 500 shares each commencing on 11/12/02. Exercisable in annual increments of 600 shares each commencing on 1/15/04. Exercisable in annual increments of 500 shares each commencing on 3/17/04. Exercisable in annual increments of 2,000 shares each commencing on 1/26/05. Exercisable in annual increments of 6,000 shares each commencing on 1/31/06. /s/ Loren R. Miller 2007-08-15 -----END PRIVACY-ENHANCED MESSAGE-----