-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SlJPWj3+4Bxt6UGXda7j0Tixtjc0rprCoUqa+thzTHLqricfKq5OnlO4D8ztPDGs CPeL+uxnioA5zyzCVsbfkg== 0000914190-07-000027.txt : 20070131 0000914190-07-000027.hdr.sgml : 20070131 20070131143111 ACCESSION NUMBER: 0000914190-07-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lopez Paul A CENTRAL INDEX KEY: 0001328763 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 07567608 BUSINESS ADDRESS: BUSINESS PHONE: 952-829-2700 MAIL ADDRESS: STREET 1: SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-01-29 0000924717 SURMODICS INC SRDX 0001328763 Lopez Paul A 1125 1/2 W. BALBOA BLVD. NEWPORT BEACH CA 92661 0 1 0 0 Vice President Common Stock 2007-01-29 4 A 0 2000 0 A 13800 D Employee Stock Option (Right to Buy) 38.07 2012-07-25 Common Stock 13000 13000 D Non-Qualified Stock Option (Right to Buy) 38.07 2012-07-25 Common Stock 87000 87000 D Exercisable in annual increments of 2,600 shares each commencing 07/25/2006. Exercisable in annual increments of 17,400 shares each commencing 07/25/2006. /s/ Paul A. Lopez 2007-01-31 -----END PRIVACY-ENHANCED MESSAGE-----