-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BjEnmhRleUZmW0BZm+89DeG7GjNXBFwa9OVn8IHXj2PkEfHa8ivRmsJUWUeRxQxD Tt9jnWGrknIOk2atKt01vw== 0000914190-06-000665.txt : 20061204 0000914190-06-000665.hdr.sgml : 20061204 20061204131210 ACCESSION NUMBER: 0000914190-06-000665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061130 FILED AS OF DATE: 20061204 DATE AS OF CHANGE: 20061204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEOUGH STEVEN J CENTRAL INDEX KEY: 0001278044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 061253471 BUSINESS ADDRESS: BUSINESS PHONE: 9528293261 MAIL ADDRESS: STREET 1: C/O SURMODICS INC STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-30 0000924717 SURMODICS INC SRDX 0001278044 KEOUGH STEVEN J 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344-3523 0 1 0 0 Sr VP/Chf IP Cnsl/GM-New Vntrs Common Stock 2006-11-30 4 M 0 14000 21.36 A 32097 D Common Stock 2006-11-30 4 S 0 450 33.85 D 31647 D Common Stock 2006-11-30 4 S 0 500 33.84 D 31147 D Common Stock 2006-11-30 4 S 0 1646 33.83 D 29501 D Common Stock 2006-11-30 4 S 0 1250 33.82 D 28251 D Common Stock 2006-11-30 4 S 0 5300 33.81 D 22951 D Common Stock 2006-11-30 4 S 0 200 33.801 D 22751 D Common Stock 2006-11-30 4 S 0 4651 33.80 D 18100 D Common Stock 2006-11-30 4 S 0 2100 33.78 D 16000 D Common Stock 2006-11-30 4 S 0 1000 33.76 D 15000 D Non-Qualified Stock Option (Right to Buy) 21.36 2006-11-30 4 M 0 14000 0 D 2011-01-26 Common Stock 35000 21000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 53000 53000 D Non-Qualified Stock Option (Right to Buy) 38.51 2012-09-19 Common Stock 6000 6000 D Exercisable in annual increments of 7,000 shares each commencing 1/26/05. Exercisable in annual increments of 10,600 shares each commencing 1/31/06. Exercisable in annual increments of 1,200 shares each commencing 9/19/06. /s/ Steven J. Keough by Philip D. Ankeny pursuant to power of attorney previously filed. 2006-12-04 -----END PRIVACY-ENHANCED MESSAGE-----