-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AQMNbsdfns7feN2bYRznLZJJxHDvYuKGvYOd8nEmqEiMVQQVQUK/q5h4LJSrvgA8 6Djm6yyu5GR2QFt4vTn6Fg== 0000914190-06-000645.txt : 20061114 0000914190-06-000645.hdr.sgml : 20061114 20061114170748 ACCESSION NUMBER: 0000914190-06-000645 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Robey Brian L CENTRAL INDEX KEY: 0001361325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 061216558 BUSINESS ADDRESS: BUSINESS PHONE: 952-829-2700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-13 0000924717 SURMODICS INC SRDX 0001361325 Robey Brian L 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 VP & Gen. Mgr. Drug Delivery Common Stock 2006-11-13 4 A 0 1250 0 A 8250 D Stock Option (Right to Buy) 39.97 2012-05-16 Common Stock 12500 12500 D Stock Option (Right to Buy) 39.97 2012-05-16 Common Stock 7500 7500 D Stock Option (Right to Buy) 39.13 2012-11-14 Common Stock 3500 3500 D Originally granted 12,500 shares on 05/16/2005, which are exercisable in annual increments of 2,500 shares each commencing 05/16/2006. Originally granted 7,500 shares on 05/16/2005, which are exercisable in annual increments of 1,500 shares each commencing 05/16/2006. Originally granted 3,500 shares on 11/14/2005, which are exercisable in annual increments of 700 shares each commencing 11/14/2006. /s/ Brian L. Robey by Philip D. Ankeny pursuant to power of attorney previously filed. 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----