-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWSzZWmHxuLe9EsryY+12KFuRDmZ8KlRnxDCi1BihU+Jn8Ol78GCq6VTXlZWn3FJ 8FFxn/O5MdSWPRxgYnnIUQ== 0000914190-06-000632.txt : 20061114 0000914190-06-000632.hdr.sgml : 20061114 20061114165431 ACCESSION NUMBER: 0000914190-06-000632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEOUGH STEVEN J CENTRAL INDEX KEY: 0001278044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 061216227 BUSINESS ADDRESS: BUSINESS PHONE: 9528293261 MAIL ADDRESS: STREET 1: C/O SURMODICS INC STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-13 0000924717 SURMODICS INC SRDX 0001278044 KEOUGH STEVEN J 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344-3523 0 1 0 0 Sr VP/Chf IP Cnsl/GM-New Vntrs Common Stock 2006-11-13 4 A 0 1250 0 A 18097 D Non-Qualified Stock Option (Right to Buy) 21.36 2011-01-26 Common Stock 35000 35000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 53000 53000 D Non-Qualified Stock Option (Right to Buy) 38.51 2012-09-19 Common Stock 6000 6000 D Exercisable in annual increments of 7,000 shares each commencing 1/26/05. Exercisable in annual increments of 10,600 shares each commencing 1/31/06. Exercisable in annual increments of 1,200 shares each commencing 9/19/06. /s/ Steven J. Keough by Philip D. Ankeny pursuant to power of attorney previously filed. 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----