-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WaFCRGTeSvQ20dpVAQeMctgP03zOThIYAak3A9baQnBEHjnmEes3azfOXjSs7TyF IDZgK1SRHAaN7AlCKLVX4A== 0000914190-06-000621.txt : 20061114 0000914190-06-000621.hdr.sgml : 20061114 20061114164339 ACCESSION NUMBER: 0000914190-06-000621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARCLAY BRUCE CENTRAL INDEX KEY: 0001266817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 061216010 BUSINESS ADDRESS: STREET 1: CARDIAC SCHIENCE INC STREET 2: 1900 MAIN ST CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9497973844 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-13 0000924717 SURMODICS INC SRDX 0001266817 BARCLAY BRUCE 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0 1 0 0 President & CEO Common Stock 2006-11-13 4 A 0 12500 0 A 61939 D Non-Qualified Stock Option (Right to Buy) 21.00 2010-12-01 Common Stock 50000 50000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 75000 75000 D Exercisable in annual increments of 10,000 shares commencing on 12/1/2004. Exercisable in annual increments of 15,000 shares commencing on 1/31/2006. /s/ Bruce J Barclay by Philip D. Ankeny pursuant to power of attorney previously filed. 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----