-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LynnDOVi9mtDiMVdZCYDjHlFZd7QkP7KaST0J31o7VwPjaKQkRhcAeEkCDaG8Bv/ VqI+0imW9JE6S3Z2G8Yj2w== 0000914190-06-000618.txt : 20061114 0000914190-06-000618.hdr.sgml : 20061114 20061114163952 ACCESSION NUMBER: 0000914190-06-000618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASTRY DOUGLAS P CENTRAL INDEX KEY: 0001286126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 061215916 BUSINESS ADDRESS: STREET 1: C/O SURMODICS INC STREET 2: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9528292700 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-13 0000924717 SURMODICS INC SRDX 0001286126 ASTRY DOUGLAS P 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344-3523 0 1 0 0 Genl Mgr Diag & Drug Discovery Common Stock 2006-11-13 4 A 0 500 0 A 3719 D Incentive Stock Option (Right to Buy) 32.40 2010-07-21 Common Stock 1000 1000 D Incentive Stock Option (Right to Buy) 21.82 2011-05-17 Common Stock 5000 5000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 25000 25000 D Exercisable in annual increments of 200 shares commencing 7/21/04. Exercisable in annual increments of 1,000 shares commencing on 5/17/05. Exercisable in annual increments of 5,000 shares commencing on 1/31/06. /s/ Douglas P. Astry by Philip D. Ankeny pursuant to power of attorney previously filed. 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----