-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QuNRg9lknMP0i1/UJdDnb+g29X0jFsGVioJvDQ+gndlYaReJqkccRwPtDSUVN4bX FUZopHL38V9eXDUclxjXiw== 0000914190-06-000614.txt : 20061114 0000914190-06-000614.hdr.sgml : 20061114 20061114163534 ACCESSION NUMBER: 0000914190-06-000614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Aron B CENTRAL INDEX KEY: 0001316490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 061215811 BUSINESS ADDRESS: BUSINESS PHONE: 952-829-2700 MAIL ADDRESS: STREET 1: SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-13 0000924717 SURMODICS INC SRDX 0001316490 Anderson Aron B 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344-3523 0 1 0 0 VP & Chief Scientific Officer Common Stock 2006-11-13 4 A 0 1250 0 A 35443 D Common Stock 2006-11-13 4 F 0 418 31.85 D 35025 D Incentive Stock Option (Right to Buy) 25.094 2007-09-18 Common Stock 4000 3500 D Incentive Stock Option (Right to Buy) 34.85 2008-11-12 Common Stock 2500 2500 D Incentive Stock Option (Right to Buy) 29.50 2010-01-15 Common Stock 3000 3000 D Incentive Stock Option (Right to Buy) 21.82 2011-05-17 Common Stock 3000 3000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 10000 10000 D Shares surrendered to satisfy tax withholding pursuant to 16b-3. Exercisable in annual increments of 800 shares each commencing 9/18/01. Exercisable in annual increments of 500 shares each commencing on 11/12/02. Exercisable in annual increments of 600 shares each commencing on 1/15/04. Exercisable in annual increments of 600 shares each commencing on 5/17/05. Exercisable in annual increments of 2,000 shares each commencing 1/31/06. /s/ Aron B. Anderson by Philip D. Ankeny pursuant to power of attorney previously filed. 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----