-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfNym+gXxHIjgSBs0yFoXHwwtspa1cLAst/OAZhlbOgd/ZvFzgR1bAZm4JTM/zFj bgFRQ/t6RUkbrkDdaKiooA== 0000914190-06-000539.txt : 20060914 0000914190-06-000539.hdr.sgml : 20060914 20060914145918 ACCESSION NUMBER: 0000914190-06-000539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060912 FILED AS OF DATE: 20060914 DATE AS OF CHANGE: 20060914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLSETH DALE R CENTRAL INDEX KEY: 0001077511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 061090502 BUSINESS ADDRESS: BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-09-12 0000924717 SURMODICS INC SRDX 0001077511 OLSETH DALE R 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 1 0 0 0 Common Stock 2006-09-12 4 M 0 30000 8.0625 A 1341000 D Common Stock 5000 I By Spouse Employee Stock Option (Right to Buy) 8.06 2006-09-12 4 M 0 30000 0 D 2006-09-20 Common Stock 30000 0 D Employee Stock Option (Right to Buy) 25.09 2006-10-29 Common Stock 10280 10280 D Employee Stock Option (Right to Buy) 29.17 2006-10-29 Common Stock 12000 12000 D Non-Qualified Stock Option (Right to Buy) 21.36 2006-10-29 Common Stock 10000 10000 D Non-Qualified Stock Option (Right to Buy) 29.37 2006-10-29 Common Stock 10000 10000 D Became exercisable in annual increments of 6,000 shares each commencing 9/20/00. Became exercisable in annual increments of 2,852 shares each commencing 9/18/01. Became exercisable in annual increments of 4,000 shares each commencing 3/17/04. Became exercisable in annual increments of 5,000 shares each commencing 1/26/05. Became exercisable in annual increments of 10,000 shares each commencing 1/31/06. /s/ Dale R. Olseth 2006-09-14 -----END PRIVACY-ENHANCED MESSAGE-----