-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AC666FYWIOP2kmmRMRs31oq0C3VuB8Hgnr7ndOrnrdsR+9mFmT0M0qzdmPLGdZvm lbVenhUdogKShdoHM9Rt0Q== 0000914190-05-000447.txt : 20051114 0000914190-05-000447.hdr.sgml : 20051111 20051114171042 ACCESSION NUMBER: 0000914190-05-000447 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Aron B CENTRAL INDEX KEY: 0001316490 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 051202772 BUSINESS ADDRESS: BUSINESS PHONE: 952-829-2700 MAIL ADDRESS: STREET 1: SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 5/A 1 edgar.xml PRIMARY DOCUMENT X0202 5/A 2005-09-30 2005-11-14 0 0 0000924717 SURMODICS INC SRDX 0001316490 Anderson Aron B 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344-3523 0 1 0 0 VP & Chief Scientific Officer Common Stock 2005-04-11 5 G 0 200 0 D 29397 D Common Stock 2005-10-11 5 G 0 200 0 D 29197 D Incentive Stock Option (Right to Buy) 8.063 2006-09-20 Common Stock 2000 400 D Incentive Stock Option (Right to Buy) 25.094 2007-09-18 Common Stock 4000 4000 D Incentive Stock Option (Right to Buy) 34.85 2008-11-12 Common Stock 2500 2500 D Incentive Stock Option (Right to Buy) 29.50 2010-01-15 Common Stock 3000 3000 D Incentive Stock Option (Right to Buy) 21.82 2011-05-17 Common Stock 3000 3000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 10000 10000 D Exercisable in annual increments of 400 shares each commencing on 9/20/00. Exercisable in annual increments of 800 shares each commencing on 9/18/01. Exercisable in annual increments of 500 shares each commencing on 11/12/02. Exercisable in annual increments of 600 shares each commencing on 1/15/04. Exercisable in annual increments of 600 shares each commencing on 5/17/05. Exercisable in annual increments of 2,000 shares each commencing 1/31/06. Includes 580 shares acquired through Employee Stock Purchase Plan for the phase ended 2/28/05. /s/ Aron B. Anderson 2005-11-14 -----END PRIVACY-ENHANCED MESSAGE-----