-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LwhI5X8zCm/xQaTa3goZZyh1YkwPB3XqLQNvSAgpYQf7RcBg+6GUaER+2VLU9fEw Ne3RYjQ643ZXUXCJu4RpQg== 0000914190-05-000442.txt : 20051114 0000914190-05-000442.hdr.sgml : 20051111 20051114154816 ACCESSION NUMBER: 0000914190-05-000442 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASTRY DOUGLAS P CENTRAL INDEX KEY: 0001286126 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 051201291 BUSINESS ADDRESS: STREET 1: C/O SURMODICS INC STREET 2: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9528292700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2005-09-30 0 0 0000924717 SURMODICS INC SRDX 0001286126 ASTRY DOUGLAS P 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344-3523 0 1 0 0 Genl Mgr Diag & Drug Discovery Common Stock 387 D Incentive Stock Option (Right to Buy) 32.40 2010-07-21 Common Stock 1000 1000 D Incentive Stock Option (Right to Buy) 21.82 2011-05-17 Common Stock 5000 5000 D Non-Qualified Stock Option (Right to Buy) 29.37 2012-01-31 Common Stock 25000 25000 D Exercisable in annual increments of 200 shares each commencing on 7/21/04. Exercisable in annual increments of 1,000 shares each commencing on 5/17/05. Exercisable in annual increments of 5,000 shares each commencing 1/31/06. Includes 387 shares acquired through Employee Stock Purchase Plan for the phase ended 2/28/05. /s/ Douglas P. Astry 2005-11-14 -----END PRIVACY-ENHANCED MESSAGE-----