-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TvNmN/jkdwWWHba+mAO8xwYapv45PGuQ1AJtX0+YOdWxhgl9fJCUH3CV6ZLe1Bs8 SNRR+ZRZPxHKCMXNj9lGKQ== 0000914190-03-000208.txt : 20031218 0000914190-03-000208.hdr.sgml : 20031218 20031218135636 ACCESSION NUMBER: 0000914190-03-000208 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031210 FILED AS OF DATE: 20031218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON RICHARD C CENTRAL INDEX KEY: 0001272493 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23837 FILM NUMBER: 031061933 MAIL ADDRESS: STREET 1: C/O SURMODICS, INC. STREET 2: 9924 WEST 74TH STREET CITY: EDEN PREIRIE STATE: MI ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SURMODICS INC CENTRAL INDEX KEY: 0000924717 STANDARD INDUSTRIAL CLASSIFICATION: ADHESIVES & SEALANTS [2891] IRS NUMBER: 411356149 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 9924 W 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6128292700 MAIL ADDRESS: STREET 1: 9924 WEST 74TH ST CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: BSI CORP DATE OF NAME CHANGE: 19970506 3 1 edgar.xml PRIMARY DOCUMENT X0201 32003-12-10 0 0000924717 SURMODICS INC SRDX 0001272493 CARLSON RICHARD C 9924 WEST 74TH STREET EDEN PRAIRIE MN 55344 0100VP of Strategic PlanningCommon Stock11252DEmployee Stock Option (Right to Buy)3.8752005-09-21Common Stock3000DEmployee Stock Option (Right to Buy)8.0632006-09-20Common Stock12000DEmployee Stock Option (Right to Buy)25.0942007-09-18Common Stock8000DEmployee Stock Option (Right to Buy)29.172010-03-17Common Stock10000DExercisable in annual increments of 600 shares commencing on 9/21/99Exercisable in annual increments of 2,400 shares commencing on 9/20/00Exercisable in annual increments of 1,600 shares commencing on 9/18/01Exercisable in annual increments of 2,000 shares commencing on 3/17/04Richard Carlson2003-12-18 -----END PRIVACY-ENHANCED MESSAGE-----