-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R23ARMOCl5m2r68gJrYZA5iaIHCc/y9wcy2DfVQicshaUhLj79F6loQ69FnfE3bC +i73kG7Bd0Yu0SUsnYklow== 0000950147-99-001223.txt : 19991115 0000950147-99-001223.hdr.sgml : 19991115 ACCESSION NUMBER: 0000950147-99-001223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991001 FILED AS OF DATE: 19991112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL FIBERCOM INC CENTRAL INDEX KEY: 0000924632 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 860271282 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13278 FILM NUMBER: 99746667 BUSINESS ADDRESS: STREET 1: 3410 E UNIVERSITY STREET 2: SUITE 180 CITY: PHOENIX STATE: AZ ZIP: 85034 BUSINESS PHONE: 6029411900 MAIL ADDRESS: STREET 1: 3410 E UNIVERSITY STREET 2: SUITE 180 CITY: PHOENIX STATE: AZ ZIP: 85034 COMPANY DATA: COMPANY CONFORMED NAME: STEPHENS JOHN P/AZ CENTRAL INDEX KEY: 0001081762 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 3410 E UNIVERSITY DR STREET 2: SUITE 180 CITY: PHOENIX STATE: AZ ZIP: 85034 MAIL ADDRESS: STREET 1: 3410 E UNIVERSITY DR STREET 2: SUITE 180 CITY: PHOENIX STATE: AZ ZIP: 85034 4 1 FORM 4 FOR JOHN P. STEPHENS ====== ------------------------------------- FORM 4 OMB APPROVAL ====== ------------------------------------- [ ] Check this box if no longer OMB Number 3235-0287 subject to Section 16. Form 4 Expires: September 30, 1998 or Form 5 obligations may continue. Estimated average burden See Instruction 1(b). hours per response.............. 1.0 ------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Stephens, John P. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 3410 E. University, Ste. 180 - -------------------------------------------------------------------------------- (Street) Phoenix AZ 85034 - -------------------------------------------------------------------------------- (City (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol International Fibercom, Inc. - NASDAQ - "IFCI" ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Year October 1999 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) --------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================
======================================================================================================================== TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ======================================================================================================================== 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) or 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action action Disposed of (D) Securities Ben- ship Indirect Date Code (Instr. 3, 4 and 5) eficially Owned Form: Di- Beneficial (Month/ (Instr.8) at end of rect (D) Ownership Day/ ---------------------------- Issuer's Fiscal or Indi- (Instr. 4) Year) (A) or Year rect (I) Amount (D) Price (Instr. 3 and 4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ ======================================================================================================================== ================================================================================================= Table II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ================================================================================================= 1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriva- (Instr. 3) sion or action tion tive Securities Ac- Exer- Date Code quired (A) or Dis- cise (Month/ (Instr.8) posed of (D) Price of Day/ (Instr. 3,4, and 5) Deriva- Year) tive Se- ------------------- curity (A) (D) - ------------------------------------------------------------------------------------------------- Stock Options $5.3125 10/1/99 A 5,000 - ------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------- 6. Date Exercis- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Nature able and Expi- Underlying Securities of of De- ship of of Indi- ration Date (Instr. 3 and 4) De- rivative Deriva- rect Ben- (Month/Day/ riva- Securi- tive Se- efcial Year) tive ies Ben- curity: Owner- - ------------------ ------------------------- Secu- eficially Direct ship Date Expira- Amount or ity Owned at (D) or (Instr.4) Exer- tion Number of (Instr. 5) End of Year Indirect cisable Date Title Shares (Instr.4) (I)(Instr.4) - --------------------------------------------------------------------------------------------------- 10/1/99 9/30/04 Common Stock 5,000 -- 155,000 D - --------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------- ===================================================================================================
Explanation of Responses: /s/ John P. Stephens 11/10/99 ------------------------------- ----------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2
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