-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FuXHSG5fRHQsyukV+iMnsCm6BSVVBx6b2PzqpuE5Ji3++bCOHKeMz0IMaxcKjQKg 0epFKuqSRq3f6z7R3uUVag== 0000924515-05-000034.txt : 20051103 0000924515-05-000034.hdr.sgml : 20051103 20051103160125 ACCESSION NUMBER: 0000924515-05-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051101 FILED AS OF DATE: 20051103 DATE AS OF CHANGE: 20051103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRX INC CENTRAL INDEX KEY: 0000924515 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 582029543 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4955 AVALON RIDGE PKWY STREET 2: SUITE 300 CITY: NORCROSS STATE: GA ZIP: 30071 BUSINESS PHONE: 7702428723 MAIL ADDRESS: STREET 1: 4955 AVALON RIDGE PKWY STREET 2: SUITE 300 CITY: NORCROSS STATE: GA ZIP: 30071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARTHUR WILLIAM D III CENTRAL INDEX KEY: 0001269406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22179 FILM NUMBER: 051177033 BUSINESS ADDRESS: STREET 1: 2010 TAVISTOCK COURT CITY: ALPHARETTA STATE: GA ZIP: 30022 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-11-01 0 0000924515 SPECTRX INC SPRX 0001269406 ARTHUR WILLIAM D III 1 1 0 0 President & COO Employee Stock Options (Right to Buy) 0.26 2005-11-01 4 A 0 225000 0 A 2005-11-01 2005-10-31 Common Stock 225000 411000 D Employee Stock Options (Right to Buy) 0.26 2005-11-01 4 A 0 150000 0 A 2005-11-01 2005-10-31 Common Stock 150000 561000 D These options were granted under the SpectRx, Inc. 1995 Stock Plan. 1/3 of the shares subject to this option are exercisable as of 11/1/2005, an additional 1/3 of the shares subject to this option are exercisable when the company achieves profitability in two consecutive quarters and an additional 1/3 of the shares subject to this option are exercisable when the company achieves an annual runrate of $5 million. These options were granted under the SpectRx, Inc. 1995 Stock Plan. 1/3 of the shares subject to this option are exercisable when the company achieves profitability in two consecutive quarters and an additional 1/3 of the shares subject to this option are exercisable when the company achieves an annual runrate of $5 million and an additional 1/108 of the shares subject to this option shall vest each month for 36 months. /s/ William D. Arthur, III 2005-11-03 -----END PRIVACY-ENHANCED MESSAGE-----