0001535264-20-000048.txt : 20201013
0001535264-20-000048.hdr.sgml : 20201013
20201013165333
ACCESSION NUMBER: 0001535264-20-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201009
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AWM Investment Company, Inc.
CENTRAL INDEX KEY: 0001535264
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24248
FILM NUMBER: 201236917
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-319-6670
MAIL ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Genasys Inc.
CENTRAL INDEX KEY: 0000924383
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 870361799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 16262 WEST BERNARDO DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
BUSINESS PHONE: 858-676-1112
MAIL ADDRESS:
STREET 1: 16262 WEST BERNARDO DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
FORMER COMPANY:
FORMER CONFORMED NAME: LRAD Corp
DATE OF NAME CHANGE: 20100326
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN TECHNOLOGY CORP /DE/
DATE OF NAME CHANGE: 19940602
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-10-09
0
0000924383
Genasys Inc.
GNSS
0001535264
AWM Investment Company, Inc.
527 MADISON AVENUE
SUITE 2600
NEW YORK
NY
10022
0
0
1
0
Common Stock
2020-10-09
4
S
0
5000
6.45
D
4692684
I
By Limited Partnership
Common Stock
2020-10-12
4
S
0
14013
6.5154
D
4678671
I
By Limited Partnership
Common Stock
2020-10-13
4
S
0
30987
6.5907
D
4647684
I
By Limited Partnership
This is a weighted average price.
AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,210,384 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 579,662 Shares held by SSPE, 257,288 Shares held by TECH and 1,600,350 Shares held by TECH II.
Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM.
The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not
be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the
Securities Exchange Act of 1934, as amended, or for any other purpose.
Adam Stettner
2020-10-13