0001437749-21-005857.txt : 20210312 0001437749-21-005857.hdr.sgml : 20210312 20210312124356 ACCESSION NUMBER: 0001437749-21-005857 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clague Laura CENTRAL INDEX KEY: 0001388773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24248 FILM NUMBER: 21736367 MAIL ADDRESS: STREET 1: 370 PARK RANCH PLACE CITY: ESCONDIDO STATE: CA ZIP: 92025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genasys Inc. CENTRAL INDEX KEY: 0000924383 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 870361799 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 16262 WEST BERNARDO DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-676-1112 MAIL ADDRESS: STREET 1: 16262 WEST BERNARDO DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: LRAD Corp DATE OF NAME CHANGE: 20100326 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TECHNOLOGY CORP /DE/ DATE OF NAME CHANGE: 19940602 4 1 rdgdoc.xml FORM 4 X0306 4 2021-03-10 0000924383 Genasys Inc. GNSS 0001388773 Clague Laura 16262 WEST BERNARDO ROAD SAN DIEGO CA 92127 1 Common Stock 2021-03-10 4 M 0 20000 2.02 A 175600 D Common Stock 2021-03-10 4 S 0 5456 7.4166 D 170144 D Stock Option 2.02 2021-03-10 4 M 0 20000 0 A 2015-03-26 2021-03-26 Common Stock 20000 0 D The reporting person disposed of these shares to cover the cost and tax withholding obligations related to exercising the options that were scheduled to expire March 26, 2021. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.40 to $7.465, inclusive. The reporting owner undertakes to provide Genasys Inc. and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. /s/ Dennis D. Klahn 2021-03-12