0001437749-13-015555.txt : 20131202 0001437749-13-015555.hdr.sgml : 20131202 20131202183319 ACCESSION NUMBER: 0001437749-13-015555 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131127 FILED AS OF DATE: 20131202 DATE AS OF CHANGE: 20131202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LRAD Corp CENTRAL INDEX KEY: 0000924383 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 870361799 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 16990 GOLDENTOP RD., STE. A CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 858-676-1112 MAIL ADDRESS: STREET 1: 16990 GOLDENTOP RD., STE. A CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN TECHNOLOGY CORP /DE/ DATE OF NAME CHANGE: 19940602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Thomas R CENTRAL INDEX KEY: 0001357179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24248 FILM NUMBER: 131252812 MAIL ADDRESS: STREET 1: 15378 AVENUE OF SCIENCE SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92128 4 1 rdgdoc.xml FORM 4 BROWN 12.2.13 X0306 4 2013-11-27 0000924383 LRAD Corp LRAD 0001357179 Brown Thomas R 16990 GOLDENTOP RD. SUITE A SAN DIEGO CA 92127 1 1 CEO Common Stock 2013-11-27 4 M 0 68952 0.48 A 181352 D Common Stock 2013-11-27 4 S 0 47952 1.76 D 133400 D Common Stock 2013-11-27 4 S 0 21000 1.77 D 112400 D Common Stock 2013-12-02 4 M 0 30976 0.48 A 143376 D Common Stock 2013-12-02 4 S 0 24100 1.88 D 119276 D Common Stock 2013-12-02 4 S 0 1400 1.89 D 117876 D Common Stock 2013-12-02 4 S 0 100 1.8950 D 117776 D Common Stock 2013-12-02 4 S 0 1976 1.92 D 115800 D Common Stock 2013-12-02 4 S 0 3400 1.94 D 112400 D Stock Option (Right to Buy) 0.48 2013-11-27 4 M 0 68952 0 D 2013-12-08 Common Stock 68952 30976 D Stock Option (Right to Buy) 0.48 2013-12-02 4 M 0 30976 0 D 2013-12-08 Common Stock 30976 0 D The option to purchase shares vests as to 1/3 of the shares on the date of grant at 12/8/2008 and 1/12 quarterly thereafter until fully vested. /s/ Thomas R. Brown 2013-12-02