-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RAXQAxRHC+qnrbrFBL9KqNGDv6IupKT4eFA51XdibL1Zf4QFU+SOB5wLpmCoCD7z oc6+kT+Ct20THxAh190Qtg== 0001181431-08-057685.txt : 20081020 0001181431-08-057685.hdr.sgml : 20081020 20081020112551 ACCESSION NUMBER: 0001181431-08-057685 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081010 FILED AS OF DATE: 20081020 DATE AS OF CHANGE: 20081020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carmichael Norman CENTRAL INDEX KEY: 0001448075 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24248 FILM NUMBER: 081130771 BUSINESS ADDRESS: BUSINESS PHONE: 858-676-1112 MAIL ADDRESS: STREET 1: 15378 AVENUE OF SCIENCE, STE 100 CITY: SAN DIEGO STATE: CA ZIP: 92128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN TECHNOLOGY CORP /DE/ CENTRAL INDEX KEY: 0000924383 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 870361799 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15378 AVENUE OF SCIENCE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 858-676-1112 MAIL ADDRESS: STREET 1: 15378 AVENUE OF SCIENCE, SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92128 3 1 rrd221257.xml FORM 3 FOR NORMAN CARMICHAEL X0203 3 2008-10-10 0 0000924383 AMERICAN TECHNOLOGY CORP /DE/ ATCO 0001448075 Carmichael Norman 15378 AVENUE OF SCIENCE, SUITE 100 SAN DIEGO CA 92128 0 1 0 0 Vice President, Operations Stock Option (Right to Buy) 4.69 2011-10-19 Common Stock 30000 D Stock Option (Right to Buy) 1.88 2013-02-15 Common Stock 30000 D Grant to reporting person on October 19, 2006 of an option to purchase 30,000 shares. The option vests as to 25% on the first anniversary and 1/16 per quarter until fully vested. Grant to reporting person on February 15, 2008 of an option to purchase 30,000 shares. The option vests as to 1/3 of the shares on the date of grant and 1/12 quarterly thereafter until fully vested. /s/ Norman Carmichael 2008-10-20 -----END PRIVACY-ENHANCED MESSAGE-----