-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BGfRkZCEHMBT16Q0jZp4KfZiMnbDTUP8qceOaYymyvSOBM2TpNWo4UP9RQC5zJjT tKHwqir9Tt6dpk2yjieJ8A== 0001005477-06-001383.txt : 20060221 0001005477-06-001383.hdr.sgml : 20060220 20060221203257 ACCESSION NUMBER: 0001005477-06-001383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060216 FILED AS OF DATE: 20060221 DATE AS OF CHANGE: 20060221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER DAVID J CENTRAL INDEX KEY: 0001239818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24248 FILM NUMBER: 06634526 BUSINESS ADDRESS: BUSINESS PHONE: 858 679 2114 MAIL ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN TECHNOLOGY CORP /DE/ CENTRAL INDEX KEY: 0000924383 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 870361799 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 6196792114 MAIL ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 4 1 edgar123.xml FORM 4 X0202 4 2006-02-16 0 0000924383 AMERICAN TECHNOLOGY CORP /DE/ ATCO 0001239818 CARTER DAVID J 13114 EVENING CREEK DRIVE SOUTH SAN DIEGO CA 92128 1 0 0 0 Common Stock 2006-02-16 4 M 0 50000 3 A 51000 D Common Stock 2006-02-16 4 S 0 37595 4.024 D 13405 D Employee Stock Option (right to buy) 3 2006-02-16 4 M 0 50000 0 D 2006-02-16 Common Stock 50000 0 D Represents the total direct and indirect holdings of the reporting person. Disclosure of indirect ownership by his minor child in the Form 4/A filed on November 4, 2005 was in error. Grant to reporting person on February 16, 2001 of an option to purchase 50,000 shares. The option vested as to 1/4 of the underlying shares on each anniversary of the grant date until fully vested. Exhibit List Exhibit 24 - Power of Attorney /s/ Karen Jordan, Attorney-in-fact 2006-02-21 EX-24 2 poa-carter.htm CARTER - POWER OF ATTORNEY Unassociated Document
POWER OF ATTORNEY
 
Know all by these presents, that the undersigned hereby constitutes and appoints each of Elwood G. Norris, John R. Zavoli and Karen Jordan, signing singly, the undersigned’s true and lawful attorney-in-fact to:
 
(1) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director or beneficial owner of more than ten percent of any registered class of the securities of AMERICAN TECHNOLOGY CORPORATION, or one or more of its subsidiaries (the “Company”), SEC Form ID - Uniform Application for Access Codes to File On EDGAR;
 
(2) execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director or beneficial owner of more than ten percent of any registered class of the securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;
 
(3)  do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form ID or Form 3, 4 or 5 and file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and
 
(4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, and in the best interest of, or legally required by, the undersigned.
 
The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.
 
This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
 
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of February, 2006.
 
/s/ David J. Carter
David J. Carter
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