-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GCs1xTUTdFzcTcaaZofKlU+XV7btz6Taoti5OtNvCT4nrAooPGAGkDJj6oYRw8yx duRA5/Kd6ONvgYlQ0UcJgg== 0001005477-06-001279.txt : 20060217 0001005477-06-001279.hdr.sgml : 20060217 20060217150823 ACCESSION NUMBER: 0001005477-06-001279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060215 FILED AS OF DATE: 20060217 DATE AS OF CHANGE: 20060217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN TECHNOLOGY CORP /DE/ CENTRAL INDEX KEY: 0000924383 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 870361799 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 6196792114 MAIL ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROFT JAMES III CENTRAL INDEX KEY: 0001242332 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24248 FILM NUMBER: 06628868 BUSINESS ADDRESS: STREET 1: 13114 EVENING CREEK DR.S. CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 858 679 2114 MAIL ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 4 1 edgar123.xml FORM 4 X0202 4 2006-02-15 0 0000924383 AMERICAN TECHNOLOGY CORP /DE/ ATCO 0001242332 CROFT JAMES III 13114 EVENING CREEK DRIVE SOUTH SAN DIEGO CA 92128 0 1 0 0 Chief Tech Officer & VP Dev Common Stock 2006-02-15 4 M 0 1700 3 A 1750 D Common Stock 2006-02-15 4 S 0 1000 4.1015 D 750 D Common Stock 2006-02-15 4 S 0 700 4.11 D 50 D Common Stock 2006-02-16 4 M 0 8500 3 A 8550 D Common Stock 2006-02-16 4 S 0 300 4.08 D 8250 D Common Stock 2006-02-16 4 S 0 1000 4.05 D 7250 D Common Stock 2006-02-16 4 S 0 6000 3.99 D 1250 D Common Stock 2006-02-16 4 S 0 100 4.01 D 1150 D Common Stock 2006-02-16 4 S 0 400 4 D 750 D Common Stock 2006-02-16 4 S 0 650 3.9517 D 50 D Common Stock 2006-02-17 4 M 0 2000 3 A 2050 D Employee Stock Option (right to buy) 3 2006-02-15 4 M 0 1700 0 D 2006-02-20 Common Stock 1700 10500 D Employee Stock Option (right to buy) 3 2006-02-16 4 M 0 8500 0 D 2006-02-20 Common Stock 8500 2000 D Employee Stock Option (right to buy) 3 2006-02-17 4 M 0 2000 0 D 2006-02-20 Common Stock 2000 0 D The option and the shares acquired upon exercise are subject to a domestic relations order. The reporting person disclaims beneficial ownership of the shares subject to and acquired upon exercise of the option except to the extent of his pecuniary interest therein. Grant to reporting person on February 20, 2001 of an option to purchase 30,000 shares. The option vested as to 1/8 of the shares in equal quarterly installments over two years beginning on April 1, 2001. /s/ James Croft III 2006-02-17 -----END PRIVACY-ENHANCED MESSAGE-----