-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OK25mldus3VJnW72Z0XYEZY9zzcwFGF5MAvHE1laBFk70a1iGRv/TbMMXm+AzxPs WTnrLGw2s/UbaSgSsyx8ww== 0001005477-05-004126.txt : 20051128 0001005477-05-004126.hdr.sgml : 20051128 20051128182321 ACCESSION NUMBER: 0001005477-05-004126 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051117 FILED AS OF DATE: 20051128 DATE AS OF CHANGE: 20051128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ballard Alan J CENTRAL INDEX KEY: 0001345356 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24248 FILM NUMBER: 051229402 BUSINESS ADDRESS: BUSINESS PHONE: (858) 679-2114 MAIL ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN TECHNOLOGY CORP /DE/ CENTRAL INDEX KEY: 0000924383 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 870361799 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 BUSINESS PHONE: 6196792114 MAIL ADDRESS: STREET 1: 13114 EVENING CREEK DRIVE SOUTH CITY: SAN DIEGO STATE: CA ZIP: 92128 3 1 edgar123.xml FORM 3 X0202 3 2005-11-17 0 0000924383 AMERICAN TECHNOLOGY CORP /DE/ ATCO 0001345356 Ballard Alan J 13114 EVENING CREEK DRIVE SOUTH SAN DIEGO CA 92128 0 1 0 0 VP, Govt and Military Division Common Stock 770 D Employee Stock Option (right to buy) 4.26 2008-12-17 Common Stock 20000 D Employee Stock Option (right to buy) 6.70 2009-11-16 Common Stock 18000 D Grant to the reporting person on December 17, 2003. The option vested as to 1/4 of the shares on the six month anniversary of the grant date. Thereafter, 1/6 of the remaining shares subject to grant vested and continue to vest quarterly for two years until the option is fully vested on December 17, 2005. Grant to the reporting person on November 16, 2004. The option vested as to 1/4 of the shares on the first anniversary of the grant date and vests as to 1/12 of the remaining shares quarterly thereafter until fully vested on November 16, 2008. /s/ Alan J Ballard 2005-11-28 -----END PRIVACY-ENHANCED MESSAGE-----