-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FCDq5GOWlQfukv2GFnpmv0d9XHryvz/FGQznuZtYVNtdqiXF+zoZxgSbw4sHCn0h wGRDjUlcu/+DPMv/lDYj6A== 0000950133-01-503261.txt : 20020410 0000950133-01-503261.hdr.sgml : 20020410 ACCESSION NUMBER: 0000950133-01-503261 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BB BIOTECH AG CENTRAL INDEX KEY: 0000924223 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06964 FILM NUMBER: 1786632 BUSINESS ADDRESS: STREET 1: C/O BAKER & MCKENZIE STREET 2: 815 CONNECTICUT AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2028351882 MAIL ADDRESS: STREET 1: C/O BAKER & MCKENZIE STREET 2: 815 CONNECTICUT AVENUE NW CITY: WASHINGTON STATE: DC ZIP: 20006 13F-HR 1 w55069ae13f-hr.txt FORM 13F, COMBINATION REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BB Biotech AG Address: Vordergasse 3 Schaffhausen Switzerland CH-8200 Form 13F File Number: 28-6964 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: R. Di Girolamo Title: SIGNING AUTHORITY ---------------- Phone: (41-41) 724-5959 Signature, Place, and Date of Signing: /s/ R. Di Girolamo Zug, Switzerland, November 13, 2001 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Name Biotech Focus N.V. Biotech Invest N.V. Biotech Target N.V. Biotech Growth N.V. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: $1,456,076 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Name 1 Biotech Focus N.V. 2 Biotech Invest N.V. 3 Biotech Target N.V. 4 Biotech Growth N.V. BB BIOTECH AG FORM 13F INFORMATION TABLE
- ----------------------------------------------------------------------------------------------------------------------------------- COLUMN 8: COLUMN 5: VOTING AUTHORITY COLUMN 4: COLUMN 6: COLUMN 1: COLUMN 2: COLUMN 3: VALUE ------------------------ INVESTMENT COLUMN 7: --------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1,000) SHRS OR SH/ PUT/ DISCRETION OTHER PRN AMT PRN CALL MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Adolor Corp. Common Stock 00724X102 $ 29,501 1,742,500 SH DEFINED 3 1,742,500 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Alexion Pharmaceuticals, Inc. Common Stock 015351109 $ 7,091 416,613 SH DEFINED 3 416,613 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Amgen Inc. Common Stock 00075886F1 $ 199,818 3,400,000 SH DEFINED 1 3,400,000 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Aviron Common Stock 05376210 $ 76,910 3,090,000 SH DEFINED 2 3,090,000 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- CV Therapeutics, Inc. Common Stock 12666710 $ 90,044 2,317,147 SH DEFINED 3 2,317,147 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Cell Therapeutics, Inc. Common Stock 150934107 $ 22,138 920,500 SH DEFINED 3 920,500 NONE NONE - ---------------------------------------------------------------------------------------------------------------------------------- COR Therapeutics Common Stock 217753102 $ 7,128 315,000 SH DEFINED 2 315,000 NONE NONE Inc. - ----------------------------------------------------------------------------------------------------------------------------------- 3-Dimensional Pharmaceuticals, Inc. Common Stock 88554W104 $ 22,338 3,260,970 SH DEFINED 4 3,260,970 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Durect Corporation Common Stock 266605104 $ 21,828 2,254,957 SH DEFINED 4 2,254,957 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Endo Pharmaceuticals, Inc. Common Stock 29264P104 $ 15,727 1,449,500 SH DEFINED 3 1,449,500 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- GenVec Inc. Common Stock 37246C109 $ 2,174 1,271,185 SH DEFINED 4 1,271,185 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- IDEC Pharmaceuticals Common Stock 449370105 $ 228,369 4,607,000 SH DEFINED 1 4,607,000 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Imclone Common Stock 45245W109 $ 191,054 3,378,500 SH DEFINED 2 3,378,500 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Medicines Company (The) Common Stock 584688105 $ 31,489 5,204,837 SH DEFINED 4 5,204,837 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- MedImmune Common Stock 584699102 $ 415,303 11,656,000 SH DEFINED 1 11,656,000 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Neurocrine Biosciences Common Stock 64125C109 $ 43,019 1,343,500 SH DEFINED 3 1,343,500 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Third Wave Technologies Common Stock 88428W108 $ 7,418 1,173,800 SH DEFINED 4 1,173,800 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Transkaryotic Therapies Common Stock 89373510 $ 19,446 716,500 SH DEFINED 2 716,500 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Trimeris Inc. Common Stock 896263100 $ 15,872 452,200 SH DEFINED 3 452,200 NONE NONE - ----------------------------------------------------------------------------------------------------------------------------------- Virologic Common Stock 92823R201 $ 9,409 3,605,004 SH DEFINED 4 3,605,004 NONE NONE COLUMN TOTALS $1,456,076 - -----------------------------------------------------------------------------------------------------------------------------------
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