0001976444-23-000004.txt : 20230808 0001976444-23-000004.hdr.sgml : 20230808 20230808143322 ACCESSION NUMBER: 0001976444-23-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230428 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gianas Randy Harrison CENTRAL INDEX KEY: 0001976444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 231150555 MAIL ADDRESS: STREET 1: 32000 AURORA RD. STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wk-form4_1691519592.xml FORM 4 X0508 4 2023-04-28 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001976444 Gianas Randy Harrison 32000 AURORA ROAD SUITE B SOLON OH 44139 0 1 0 0 VP Operations & Engineering 0 Stock Option (Right to buy) 3.04 2023-04-28 4 A 0 1428 3.04 A 2024-04-28 2033-04-28 Common Stock 1428 1428 D Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. /s/ Lesley A. Matt, as Attorney-in-Fact 2023-08-08