0001628280-20-005007.txt : 20200415 0001628280-20-005007.hdr.sgml : 20200415 20200415171144 ACCESSION NUMBER: 0001628280-20-005007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200413 FILED AS OF DATE: 20200415 DATE AS OF CHANGE: 20200415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NESTOR TOD A CENTRAL INDEX KEY: 0001399090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 20794398 MAIL ADDRESS: STREET 1: C/O THE PENN TRAFFIC COMPANY STREET 2: 1200 STATE FAIR BOULEVARD CITY: SYRACUSE STATE: NY ZIP: 13221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wf-form4_158698508632295.xml FORM 4 X0306 4 2020-04-13 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001399090 NESTOR TOD A 32000 AURORA ROAD SUITE B SOLON OH 44139 0 1 0 0 President, CFO Common Stock 2020-04-13 4 P 0 51700 0.3188 A 51700 D Common Stock 2020-04-14 4 P 0 55830 0.3694 A 107530 D Common Stock 2020-04-15 4 P 0 42470 0.3673 A 150000 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3133 to $0.3236, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3552 to $0.3862, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3640 to $0.3700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Tod A.Nestor 2020-04-14