0001628280-20-005007.txt : 20200415
0001628280-20-005007.hdr.sgml : 20200415
20200415171144
ACCESSION NUMBER: 0001628280-20-005007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200413
FILED AS OF DATE: 20200415
DATE AS OF CHANGE: 20200415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NESTOR TOD A
CENTRAL INDEX KEY: 0001399090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 20794398
MAIL ADDRESS:
STREET 1: C/O THE PENN TRAFFIC COMPANY
STREET 2: 1200 STATE FAIR BOULEVARD
CITY: SYRACUSE
STATE: NY
ZIP: 13221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
4
1
wf-form4_158698508632295.xml
FORM 4
X0306
4
2020-04-13
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001399090
NESTOR TOD A
32000 AURORA ROAD
SUITE B
SOLON
OH
44139
0
1
0
0
President, CFO
Common Stock
2020-04-13
4
P
0
51700
0.3188
A
51700
D
Common Stock
2020-04-14
4
P
0
55830
0.3694
A
107530
D
Common Stock
2020-04-15
4
P
0
42470
0.3673
A
150000
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3133 to $0.3236, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3552 to $0.3862, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3640 to $0.3700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
/s/ Tod A.Nestor
2020-04-14