0001628280-15-007210.txt : 20150918 0001628280-15-007210.hdr.sgml : 20150918 20150918172842 ACCESSION NUMBER: 0001628280-15-007210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150917 FILED AS OF DATE: 20150918 DATE AS OF CHANGE: 20150918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Marcia Jean CENTRAL INDEX KEY: 0001633010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 151116075 MAIL ADDRESS: STREET 1: ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD, SUITE B CITY: SOLON STATE: OH ZIP: 44139 4 1 wf-form4_144261171253627.xml FORM 4 X0306 4 2015-09-17 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001633010 Miller Marcia Jean ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 0 1 0 0 Chief Financial Officer Common Stock 7181 D Stock Option 15.08 2015-09-17 4 A 0 10000 0 A 2016-09-17 2025-09-17 Common Stock 10000.0 10000 D Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period. /s/ Marcia J. Miller 2015-09-18