0001600805-21-000005.txt : 20210527 0001600805-21-000005.hdr.sgml : 20210527 20210527065019 ACCESSION NUMBER: 0001600805-21-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210526 FILED AS OF DATE: 20210527 DATE AS OF CHANGE: 20210527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jag International Co Ltd. CENTRAL INDEX KEY: 0001544485 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 21968476 BUSINESS ADDRESS: STREET 1: 12 F, NO. 383, SEC 4, REN-AI ROAD STREET 2: DA-AN DISTRICT CITY: TAIPEI STATE: F5 ZIP: 106 BUSINESS PHONE: 886-921-812-983 MAIL ADDRESS: STREET 1: 12 F, NO. 383, SEC 4, REN-AI ROAD STREET 2: DA-AN DISTRICT CITY: TAIPEI STATE: F5 ZIP: 106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brilliant Start Enterprise, Inc. CENTRAL INDEX KEY: 0001600870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 21968475 BUSINESS ADDRESS: STREET 1: PORTCULLIS TRUSTNET CHAMBERS CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 3444 BUSINESS PHONE: 440-715-1291 MAIL ADDRESS: STREET 1: PORTCULLIS TRUSTNET CHAMBERS CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 3444 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huang Gina CENTRAL INDEX KEY: 0001600805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 21968477 MAIL ADDRESS: STREET 1: C/O ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wf-form4_162211259604422.xml FORM 4 X0306 4 2021-05-26 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001600805 Huang Gina 32000 AURORA ROAD SUITE B SOLON OH 44139 1 0 1 0 0001544485 Jag International Co Ltd. 3F-4, NO.9, MIN QUAN EAST ROAD SECTION 3 LANE 140 SONG SHAN DISTRICT TAIPEI CITY F5 105 TAIWAN, PROVINCE OF CHINA 0 0 1 0 0001600870 Brilliant Start Enterprise, Inc. 3F-4, NO.9, MIN QUAN EAST ROAD SECTION 3 LANE 140 SONG SHAN DISTRICT TAIPEI CITY F5 105 TAIWAN, PROVINCE OF CHINA 0 0 1 0 Common Stock 2021-05-26 4 M 0 10000 0 A 376832 I See footnote Restricted Stock Units 2021-05-26 4 M 0 10000 0 D Common Stock 10000.0 0 D Restricted stock units convert into Common Stock on a one-for-one basis. Consists of 242,832 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 14,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang. On March 24, 2021, Ms. Huang was granted 10,000 restricted stock units that vested May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. The restricted stock units were held directly by Ms. Huang. /s/ Gina Huang (Mei-Yun Huang) 2021-05-27 Jag International Ltd. By: /s/ Gina Huang (Mei-Yun Huang), General Partner 2021-05-27 Brilliant Start Enterprise, Inc. By: /s/ Gina Huang (Mei-Yun Huang), General Partner 2021-05-27