0001600805-21-000003.txt : 20210326 0001600805-21-000003.hdr.sgml : 20210326 20210326080717 ACCESSION NUMBER: 0001600805-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210324 FILED AS OF DATE: 20210326 DATE AS OF CHANGE: 20210326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huang Gina CENTRAL INDEX KEY: 0001600805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 21774769 MAIL ADDRESS: STREET 1: C/O ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wf-form4_161676042538159.xml FORM 4 X0306 4 2021-03-24 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001600805 Huang Gina 32000 AURORA ROAD SUITE B SOLON OH 44139 1 0 1 0 Restricted Stock Units 2021-03-24 4 A 0 10000 0 A Common Stock 10000.0 10000 D Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock. The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date. The reporting person may be deemed to be a member of a group, which in aggregate beneficially in excess of 10% of the Issuer's common stock. /s/ Gina Huang (Mei-Yun Huang) 2021-03-26