0001600805-20-000013.txt : 20200917
0001600805-20-000013.hdr.sgml : 20200917
20200917163446
ACCESSION NUMBER: 0001600805-20-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200917
FILED AS OF DATE: 20200917
DATE AS OF CHANGE: 20200917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huang Gina
CENTRAL INDEX KEY: 0001600805
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 201181534
MAIL ADDRESS:
STREET 1: C/O ENERGY FOCUS, INC.
STREET 2: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jag International Co Ltd.
CENTRAL INDEX KEY: 0001544485
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 201181535
BUSINESS ADDRESS:
STREET 1: 12 F, NO. 383, SEC 4, REN-AI ROAD
STREET 2: DA-AN DISTRICT
CITY: TAIPEI
STATE: F5
ZIP: 106
BUSINESS PHONE: 886-921-812-983
MAIL ADDRESS:
STREET 1: 12 F, NO. 383, SEC 4, REN-AI ROAD
STREET 2: DA-AN DISTRICT
CITY: TAIPEI
STATE: F5
ZIP: 106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brilliant Start Enterprise, Inc.
CENTRAL INDEX KEY: 0001600870
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 201181536
BUSINESS ADDRESS:
STREET 1: PORTCULLIS TRUSTNET CHAMBERS
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 3444
BUSINESS PHONE: 440-715-1291
MAIL ADDRESS:
STREET 1: PORTCULLIS TRUSTNET CHAMBERS
CITY: ROAD TOWN, TORTOLA
STATE: D8
ZIP: 3444
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
4
1
wf-form4_160037487335874.xml
FORM 4
X0306
4
2020-09-17
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001600805
Huang Gina
32000 AURORA ROAD
SUITE B
SOLON
OH
44139
1
0
1
0
0001544485
Jag International Co Ltd.
3F-4, NO.9, MIN QUAN EAST ROAD
SECTION 3 LANE 140 SONG SHAN DISTRICT
TAIPEI CITY
F5
105
TAIWAN, PROVINCE OF CHINA
0
0
1
0
0001600870
Brilliant Start Enterprise, Inc.
3F-4, NO.9, MIN QUAN EAST ROAD
SECTION 3 LANE 140 SONG SHAN DISTRICT
TAIPEI CITY
F5
105
TAIWAN, PROVINCE OF CHINA
0
0
1
0
Common Stock
2020-09-17
4
M
0
4000
0
A
207478
I
See footnote
Restricted Stock Units
2020-09-17
4
M
0
4000
0
A
Common Stock
4000.0
0
D
Restricted stock units convert into Common Stock on a one-for-one basis.
Consists of 83,478 shares of common stock held by Brilliant Start Enterprise, Inc. ("Brilliant Start"), 120,000 shares of common stock held by Jag International Ltd. ("Jag") and 4,000 shares held by Ms. Huang directly. Brilliant Start and Jag are controlled affiliates of Ms. Huang.
On March 18, 2020, the reporting person Ms. Huang was granted 4,000 restricted stock units that vested September 17, 2020, the date of the Company's annual meeting of stockholders.
The restricted stock units were held directly by Ms. Huang.
/s/ Gina Huang (Mei-Yun Huang)
2020-09-17
Jag International Ltd. By: /s/ Gina Huang (Mei-Yun Huang), General Partner
2020-09-17
Brilliant Start Enterprise, Inc. By: /s/ Gina Huan (Mei-Yun Huang), General Partner
2020-09-17