0001556919-22-000002.txt : 20220215 0001556919-22-000002.hdr.sgml : 20220215 20220215141921 ACCESSION NUMBER: 0001556919-22-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220211 FILED AS OF DATE: 20220215 DATE AS OF CHANGE: 20220215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warren James Raymond III CENTRAL INDEX KEY: 0001556919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 22638524 BUSINESS ADDRESS: BUSINESS PHONE: 216-696-2590 MAIL ADDRESS: STREET 1: TUCKER ELLIS LLP STREET 2: 925 EUCLID AVE., SUITE 1150 CITY: CLEVELAND STATE: OH ZIP: 44115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4407151300 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 4 1 wf-form4_164495274796022.xml FORM 4 X0306 4 2022-02-11 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001556919 Warren James Raymond III 32000 AURORA ROAD SOLON OH 44139 0 1 0 0 SVP, GC & Corp. Secretary Stock Option (Right to buy) 1.48 2022-02-11 4 A 0 15000 0 A 2023-02-11 2032-02-11 Common Stock 15000.0 15000 D Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period. /s/ Tod A. Nestor as Attorney-in-Fact 2022-02-15