0001556919-21-000002.txt : 20210223
0001556919-21-000002.hdr.sgml : 20210223
20210223163556
ACCESSION NUMBER: 0001556919-21-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210219
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warren James Raymond III
CENTRAL INDEX KEY: 0001556919
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 21666125
BUSINESS ADDRESS:
BUSINESS PHONE: 216-696-2590
MAIL ADDRESS:
STREET 1: TUCKER ELLIS LLP
STREET 2: 925 EUCLID AVE., SUITE 1150
CITY: CLEVELAND
STATE: OH
ZIP: 44115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
4
1
wf-form4_161411613398423.xml
FORM 4
X0306
4
2021-02-19
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001556919
Warren James Raymond III
32000 AURORA ROAD
SOLON
OH
44139
0
1
0
0
SVP, GC & Corp. Secretary
Stock Option (Right to buy)
5.59
2021-02-19
4
A
0
12000
0
A
2022-02-19
2031-02-19
Common Stock
12000.0
12000
D
Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.
/s/ James R. Warren III
2021-02-23