0001556919-20-000002.txt : 20201113
0001556919-20-000002.hdr.sgml : 20201113
20201113150536
ACCESSION NUMBER: 0001556919-20-000002
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201111
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warren James Raymond III
CENTRAL INDEX KEY: 0001556919
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 201310997
BUSINESS ADDRESS:
BUSINESS PHONE: 216-696-2590
MAIL ADDRESS:
STREET 1: TUCKER ELLIS LLP
STREET 2: 925 EUCLID AVE., SUITE 1150
CITY: CLEVELAND
STATE: OH
ZIP: 44115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4407151300
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
3
1
wf-form3_160529792184014.xml
FORM 3
X0206
3
2020-11-11
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001556919
Warren James Raymond III
32000 AURORA ROAD
SOLON
OH
44139
0
1
0
0
SVP, GC & Corp. Secretary
Restricted Stock Units
Common Stock
3200.0
D
Stock Option (Right to buy)
7.14
2030-09-28
Common Stock
10000.0
D
The award vests in four equal annual installments beginning on September 28, 2021.
Restricted stock units convert into Common Stock on a one-for-one basis.
/s/ James R. Warren III
2020-11-13