0001437749-15-005394.txt : 20150318 0001437749-15-005394.hdr.sgml : 20150318 20150318133904 ACCESSION NUMBER: 0001437749-15-005394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150316 FILED AS OF DATE: 20150318 DATE AS OF CHANGE: 20150318 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tu James CENTRAL INDEX KEY: 0001564957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 15709591 MAIL ADDRESS: STREET 1: ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 4 1 rdgdoc.xml FORM 4 X0306 4 2015-03-16 0000924168 ENERGY FOCUS, INC/DE EFOI 0001564957 Tu James ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 1 Executive Chairman and CEO Stock Option 5.47 2015-03-16 4 A 0 80000 0 A 2016-03-16 2025-03-16 Common Stock 80000 80000 D Date applies to one-third of the total. The remaining two-thirds vest monthly over the following two year period. /s/ James Tu 2015-03-18