0001437749-15-002641.txt : 20150213 0001437749-15-002641.hdr.sgml : 20150213 20150213145802 ACCESSION NUMBER: 0001437749-15-002641 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matrisciano Theresa A. CENTRAL INDEX KEY: 0001591583 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 15613142 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 5 1 rdgdoc.xml FORM 5 X0306 5 2014-12-31 0 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001591583 Matrisciano Theresa A. ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 VP of Human Resources Common Stock 434 D Stock Option 4.1000 2014-07-19 2023-07-19 Common Stock 2500 2500 D Stock Option 4.1000 2015-01-28 2023-07-19 Common Stock 7500 7500 D Acquired through the Energy Focus, Inc. Employee Stock Purchase Plan. One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period. /s/ Theresa A. Matrisciano 2015-02-13