0001437749-15-002632.txt : 20150213
0001437749-15-002632.hdr.sgml : 20150213
20150213143632
ACCESSION NUMBER: 0001437749-15-002632
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hilliard Eric
CENTRAL INDEX KEY: 0001381095
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 15612886
MAIL ADDRESS:
STREET 1: 32000 AURORA RD
CITY: SOLON
STATE: OH
ZIP: 44139
5
1
rdgdoc.xml
FORM 5
X0306
5
2014-12-31
0
0
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001381095
Hilliard Eric
ENERGY FOCUS, INC.
32000 AURORA ROAD, SUITE B
SOLON
OH
44139
1
President and COO
Common Stock
8078
D
Stock Option
71.9000
2007-11-13
2016-11-13
Common Stock
7500
7500
D
Stock Option
63.6000
2008-04-26
2017-04-26
Common Stock
5000
5000
D
Stock Option
13.7000
2009-10-23
2018-10-23
Common Stock
2500
2500
D
Stock Option
10.7000
2012-01-18
2021-01-18
Common Stock
10000
10000
D
Stock Option
2.3000
2013-04-29
2023-04-29
Common Stock
10000
10000
D
Stock Option
4.1000
2015-01-28
2024-01-28
Common Stock
12500
12500
D
Includes 1,193 shares acquired on December 31, 2014 through the Energy Focus, Inc. Employee Stock Purchase Plan.
One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period.
/s/ Eric Hilliard
2015-02-13