0001437749-15-002632.txt : 20150213 0001437749-15-002632.hdr.sgml : 20150213 20150213143632 ACCESSION NUMBER: 0001437749-15-002632 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hilliard Eric CENTRAL INDEX KEY: 0001381095 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 15612886 MAIL ADDRESS: STREET 1: 32000 AURORA RD CITY: SOLON STATE: OH ZIP: 44139 5 1 rdgdoc.xml FORM 5 X0306 5 2014-12-31 0 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001381095 Hilliard Eric ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 President and COO Common Stock 8078 D Stock Option 71.9000 2007-11-13 2016-11-13 Common Stock 7500 7500 D Stock Option 63.6000 2008-04-26 2017-04-26 Common Stock 5000 5000 D Stock Option 13.7000 2009-10-23 2018-10-23 Common Stock 2500 2500 D Stock Option 10.7000 2012-01-18 2021-01-18 Common Stock 10000 10000 D Stock Option 2.3000 2013-04-29 2023-04-29 Common Stock 10000 10000 D Stock Option 4.1000 2015-01-28 2024-01-28 Common Stock 12500 12500 D Includes 1,193 shares acquired on December 31, 2014 through the Energy Focus, Inc. Employee Stock Purchase Plan. One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period. /s/ Eric Hilliard 2015-02-13