0001437749-14-016861.txt : 20140911 0001437749-14-016861.hdr.sgml : 20140911 20140911122414 ACCESSION NUMBER: 0001437749-14-016861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140910 FILED AS OF DATE: 20140911 DATE AS OF CHANGE: 20140911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVENPORT JOHN CENTRAL INDEX KEY: 0001254581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36583 FILM NUMBER: 141097615 MAIL ADDRESS: STREET 1: 44259 NOBEL DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 rdgdoc.xml FORM 4 X0306 4 2014-09-10 0000924168 ENERGY FOCUS, INC/DE EFOI 0001254581 DAVENPORT JOHN ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 Common Stock 2014-09-10 4 C 0 12500 0.10 A 34169 D Warrant for Common Stock 0.10 2014-09-10 4 C 0 12500 0 D 2009-12-30 2014-12-30 Common Stock 12500 0 D Amounts shown reflect a 10-for-1 reverse stock split effected on July 16, 2014 at 5pm ET. /s/ John M. Davenport 2014-09-11