0001437749-14-016861.txt : 20140911
0001437749-14-016861.hdr.sgml : 20140911
20140911122414
ACCESSION NUMBER: 0001437749-14-016861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140910
FILED AS OF DATE: 20140911
DATE AS OF CHANGE: 20140911
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVENPORT JOHN
CENTRAL INDEX KEY: 0001254581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36583
FILM NUMBER: 141097615
MAIL ADDRESS:
STREET 1: 44259 NOBEL DRIVE
CITY: FREMONT
STATE: CA
ZIP: 94538
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-09-10
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001254581
DAVENPORT JOHN
ENERGY FOCUS, INC.
32000 AURORA ROAD, SUITE B
SOLON
OH
44139
1
Common Stock
2014-09-10
4
C
0
12500
0.10
A
34169
D
Warrant for Common Stock
0.10
2014-09-10
4
C
0
12500
0
D
2009-12-30
2014-12-30
Common Stock
12500
0
D
Amounts shown reflect a 10-for-1 reverse stock split effected on July 16, 2014 at 5pm ET.
/s/ John M. Davenport
2014-09-11