0001437749-14-012920.txt : 20140717 0001437749-14-012920.hdr.sgml : 20140717 20140717142420 ACCESSION NUMBER: 0001437749-14-012920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140715 FILED AS OF DATE: 20140717 DATE AS OF CHANGE: 20140717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Costar Partners II, LLC CENTRAL INDEX KEY: 0001545237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14980017 BUSINESS ADDRESS: STREET 1: 53 EAST 34TH STREET CITY: PATERSON STATE: NJ ZIP: 07514 BUSINESS PHONE: 973-754-8181 MAIL ADDRESS: STREET 1: 53 EAST 34TH STREET CITY: PATERSON STATE: NJ ZIP: 07514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen William CENTRAL INDEX KEY: 0001584227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14980018 MAIL ADDRESS: STREET 1: 53 EAST 34TH STREET CITY: PATERSON STATE: NJ ZIP: 07514 4 1 rdgdoc.xml FORM 4 X0306 4 2014-07-15 0000924168 ENERGY FOCUS, INC/DE EFOI 0001584227 Cohen William 53 EAST 34TH STREET PATTERSON NJ 07514 1 1 0001545237 Costar Partners II, LLC 53 EAST 34TH STREET PATTERSON NJ 07514 1 Common Stock 108695 D Common Stock 400000 I Held by Costar Partners II, LLC Stock Option 5.50 2014-07-15 4 A 0 5000 0 A 2014-08-15 2024-07-15 Common Stock 5000 5000 D Warrant (Right to Buy) 4.3000 2012-03-02 2015-03-02 Common Stock 200000 200000 I Held by Costar Partners II, LLC William Cohen is the Manager and controlling Member of Costar Partners II, LLC. Warrant was originally issued at $5.40/share (post-reverse stock split); however, was re-priced per the terms of the warrant to $4.30/share. Date applies to 1/12th of the total as option vest monthly over a twelve month period. Per share price and number of shares shown reflect a 1-for-10 reverse stock split effective July 16, 2014. /s/ Frank Lamanna with Power of Attorney 2014-07-17 EX-24 2 cohen2.htm POWER OF ATTORNEY FOR WILLIAM COHEN cohen2.htm

WILLIAM COHEN

 

SECTION 13 and 16 FILINGS

 

Power of Attorney

 

KNOW ALL MEN BY THESE PRESENT: That WILLIAM COHEN has made, constituted, and appointed, and by this instrument does make, constitute, and appoint, Frank Lamanna, Chief Financial Officer of Energy Focus, Inc., or Eric Hilliard, President and Chief Operating Officer of Energy Focus, Inc., or James Tu, Executive Chairman and Chief Executive Officer of Energy Focus, Inc., the true and lawful attorney for him and in his name, place, and stead, with power of substitution, to subscribe, as attorney-in-fact, to file SEC Section 13 and 16 Filings, hereby giving and granting to the attorney-in-fact full power and authority to do and perform every act and thing necessary to be done in the premises, as fully as it might or could do if personally present, hereby ratifying and confirming all that the attorney-in-fact shall lawfully do or cause to be done by virtue hereof.

 

This Power of Attorney shall only apply to Section 13 and 16 Filings.

 

IN WITNESS WHEREOF, this Power of Attorney has been signed as of July 15, 2014.

 

 

/s/ WILLIAM COHEN        

WILLIAM COHEN