0001437749-14-012891.txt : 20140716 0001437749-14-012891.hdr.sgml : 20140716 20140716205657 ACCESSION NUMBER: 0001437749-14-012891 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140715 FILED AS OF DATE: 20140716 DATE AS OF CHANGE: 20140716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: He Xin CENTRAL INDEX KEY: 0001489128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14979104 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD STREET 2: SUITE B CITY: SOLON STATE: OH ZIP: 44139 4 1 rdgdoc.xml FORM 4 X0306 4 2014-07-15 0000924168 ENERGY FOCUS, INC/DE EFOI 0001489128 He Xin ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 Stock Option 5.50 2014-07-15 4 A 0 5000 0 A 2014-08-15 2024-07-15 Common Stock 5000 5000 D Date applies to 1/12th of the total as option vest monthly over a twelve month period. Per share price and number of shares shown reflect a 1-for-10 reverse stock split effected July 16, 2014. /s/ Frank Lamanna 2014-07-16