0001437749-14-012891.txt : 20140716
0001437749-14-012891.hdr.sgml : 20140716
20140716205657
ACCESSION NUMBER: 0001437749-14-012891
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140715
FILED AS OF DATE: 20140716
DATE AS OF CHANGE: 20140716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: He Xin
CENTRAL INDEX KEY: 0001489128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 14979104
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
STREET 2: SUITE B
CITY: SOLON
STATE: OH
ZIP: 44139
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-07-15
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001489128
He Xin
ENERGY FOCUS, INC.
32000 AURORA ROAD, SUITE B
SOLON
OH
44139
1
Stock Option
5.50
2014-07-15
4
A
0
5000
0
A
2014-08-15
2024-07-15
Common Stock
5000
5000
D
Date applies to 1/12th of the total as option vest monthly over a twelve month period.
Per share price and number of shares shown reflect a 1-for-10 reverse stock split effected July 16, 2014.
/s/ Frank Lamanna
2014-07-16