0001437749-14-010249.txt : 20140530 0001437749-14-010249.hdr.sgml : 20140530 20140530131714 ACCESSION NUMBER: 0001437749-14-010249 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120227 FILED AS OF DATE: 20140530 DATE AS OF CHANGE: 20140530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brilliant Start Enterprise, Inc. CENTRAL INDEX KEY: 0001600870 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14878918 BUSINESS ADDRESS: STREET 1: PORTCULLIS TRUSTNET CHAMBERS CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 3444 BUSINESS PHONE: 440-715-1291 MAIL ADDRESS: STREET 1: PORTCULLIS TRUSTNET CHAMBERS CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 3444 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huang Gina CENTRAL INDEX KEY: 0001600805 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14878919 MAIL ADDRESS: STREET 1: C/O ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 3 1 rdgdoc.xml FORM 3 X0206 3 2012-02-27 0 0000924168 ENERGY FOCUS, INC/DE EFOI 0001600805 Huang Gina PORTCULLIS TRUSTNET CHAMBERS ROAD TOWN, TORTOLA BRITISH VIRGIN ISLANDS 3444 1 0001600870 Brilliant Start Enterprise, Inc. PORTCULLIS TRUSTNET CHAMBERS ROAD TOWN, TORTOLA BRITISH VIRGIN ISLANDS 3444 1 Common Stock 4000000 I Held by Jag International Co Ltd. Warrants to purchase Common Stock 0.4300 2012-02-27 2015-02-27 Common Stock 2000000 I Held by Jag International Ltd. Convertible Subordinated Note 0.2300 2013-04-30 2015-12-31 Common Stock 4347826 I Held by Brilliant Start Enterprise, Inc. Ms. Huang is the sole owner of Jag International Ltd. Ms. Huang is the Chairman of Brilliant Start Enterprise, Inc. Warrant was originally issued at $0.54/share; however, was re-priced per the terms of the warrant to $0.43/share. /s/ Frank Lamana as Attorney-in-Fact 2014-05-30 EX-24 2 ghungpoa.htm ex24.htm

Exhibit 24

 

JOINT FILING AGREEMENT AND POWER OF ATTORNEY

 

 

 

The undersigned hereby agrees, pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), that a Joint Schedule 13D or Schedule 13G and any amendment thereto be filed on behalf of each of the undersigned, in respect of the Common Stock of Energy Focus, Inc. (“EFOI”).

 

The undersigned hereby further agrees, pursuant to Rule 16a-3(j) under the Exchange Act, that joint filings pursuant to Section 16 of the Exchange Act and any amendment thereto be filed on behalf of each of the undersigned in respect of the common stock of EFOI.

 

Know all by these present, that the undersigned does hereby constitute and appoint James Tu, Frank Lamanna, Eric Hilliard and Janet Spreen, and each of them, as the undersigned’s true and lawful attorneys-in-fact and agents to do any and all things, and execute any or all instruments which, after the advice of counsel, said attorneys and agents may deem necessary and advisable to enable the undersigned to comply with the Exchange Act and any rules and regulations and requirements of the Securities and Exchange Commission (“SEC”) including specifically, but without limitation thereof, power of attorney to sign the undersigned’s name to a Form ID, Schedule 13D or 13G and any amendments thereto, or a Form 3 or a subsequent Form 4 or Form 5 and any amendments thereto, to be filed with the SEC in respect of the shares of common stock of EFOI; and the undersigned does hereby ratify and confirm all that any of said attorneys and agents shall do or cause to be done by virtue hereof.

 

Executed on this 12th day of February 2014.

 

 

 

 

/s/ Gina Huang

 

Name: Gina Huang

 

 

 

 

 

Brilliant Start Enterprise, Inc.

  

Jag International Ltd.

  
           
 

 

 

 

 

 

By:

/s/ Gina Huang

 

By:

 /s/ Gina Huang

 

Name: Gina Huang

 

Name: Gina Huang

 

Title:  

 

Title: