0001437749-14-009540.txt : 20140520 0001437749-14-009540.hdr.sgml : 20140520 20140520103853 ACCESSION NUMBER: 0001437749-14-009540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Costar Partners II, LLC CENTRAL INDEX KEY: 0001545237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14856683 BUSINESS ADDRESS: STREET 1: 53 EAST 34TH STREET CITY: PATERSON STATE: NJ ZIP: 07514 BUSINESS PHONE: 973-754-8181 MAIL ADDRESS: STREET 1: 53 EAST 34TH STREET CITY: PATERSON STATE: NJ ZIP: 07514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen William CENTRAL INDEX KEY: 0001584227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14856684 MAIL ADDRESS: STREET 1: 53 EAST 34TH STREET CITY: PATERSON STATE: NJ ZIP: 07514 4 1 rdgdoc.xml FORM 4 X0306 4 2014-03-31 1 0000924168 ENERGY FOCUS, INC/DE EFOI 0001584227 Cohen William 53 EAST 34TH STREET PATTERSON NJ 07514 1 0001545237 Costar Partners II, LLC 53 EAST 34TH STREET PATTERSON NJ 07514 1 Common Stock 2014-03-31 4 C 0 1086957 0.23 A 1086957 D Common Stock 4000000 I Held by Costar Partners II, LLC Convertible Note 0.23 2014-03-31 4 C 0 1086957 0 D 2013-04-30 2015-12-31 Common Stock 1086957 0 D Warrant (Right to Buy) 0.5400 2012-03-02 2015-03-02 Common Stock 2000000 2000000 I Held by Costar Partners II, LLC William Cohen is the Manager and controlling Member of Costar Partners II, LLC. /s/ William Cohen 2014-05-19