0001437749-14-009486.txt : 20140519 0001437749-14-009486.hdr.sgml : 20140519 20140519170800 ACCESSION NUMBER: 0001437749-14-009486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131004 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bright Horizon Partners Inc. CENTRAL INDEX KEY: 0001585412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14855396 BUSINESS ADDRESS: STREET 1: SEA MEADOW HOUSE, BLACKBURNE HIGHWAY STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 212-969-9922 MAIL ADDRESS: STREET 1: SEA MEADOW HOUSE, BLACKBURNE HIGHWAY STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 4 1 rdgdoc.xml FORM 4 X0306 4 2013-10-04 0000924168 ENERGY FOCUS, INC/DE EFOI 0001585412 Bright Horizon Partners Inc. SEA MEADOW HOUSE BLACKBURNE HIGHWAY, ROAD TOWN TORTOLA BVI 1 Common Stock 2014-03-31 4 C 0 11304347 0.23 A 11304347 D Subordinated Convertible Note 0.23 2013-10-04 4 A 0 200000 0 A 2014-02-28 2016-12-31 Common Stock 200000 200000 D Subordinated Convertible Note 0.23 2014-03-31 4 C 0 200000 0 D 2014-02-28 2016-12-31 Common Stock 200000 0 D Subordinated Convertible Note 0.23 2014-03-31 4 C 0 1000000 0 D 2013-07-31 2016-12-31 Common Stock 1000000 0 D Subordinated Convertible Note 0.23 2014-03-31 4 C 0 1350000 0 D 2013-09-30 2016-12-31 Common Stock 1350000 0 D Subordinated Convertible Note 0.23 2014-03-31 4 C 0 50000 0 D 2013-10-31 2016-12-31 Common Stock 50000 0 D /s/ Frank Lamanna as Attorney-in-Fact 2014-05-19