0001437749-14-009486.txt : 20140519
0001437749-14-009486.hdr.sgml : 20140519
20140519170800
ACCESSION NUMBER: 0001437749-14-009486
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131004
FILED AS OF DATE: 20140519
DATE AS OF CHANGE: 20140519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bright Horizon Partners Inc.
CENTRAL INDEX KEY: 0001585412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 14855396
BUSINESS ADDRESS:
STREET 1: SEA MEADOW HOUSE, BLACKBURNE HIGHWAY
STREET 2: ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: 212-969-9922
MAIL ADDRESS:
STREET 1: SEA MEADOW HOUSE, BLACKBURNE HIGHWAY
STREET 2: ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
4
1
rdgdoc.xml
FORM 4
X0306
4
2013-10-04
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001585412
Bright Horizon Partners Inc.
SEA MEADOW HOUSE
BLACKBURNE HIGHWAY, ROAD TOWN
TORTOLA
BVI
1
Common Stock
2014-03-31
4
C
0
11304347
0.23
A
11304347
D
Subordinated Convertible Note
0.23
2013-10-04
4
A
0
200000
0
A
2014-02-28
2016-12-31
Common Stock
200000
200000
D
Subordinated Convertible Note
0.23
2014-03-31
4
C
0
200000
0
D
2014-02-28
2016-12-31
Common Stock
200000
0
D
Subordinated Convertible Note
0.23
2014-03-31
4
C
0
1000000
0
D
2013-07-31
2016-12-31
Common Stock
1000000
0
D
Subordinated Convertible Note
0.23
2014-03-31
4
C
0
1350000
0
D
2013-09-30
2016-12-31
Common Stock
1350000
0
D
Subordinated Convertible Note
0.23
2014-03-31
4
C
0
50000
0
D
2013-10-31
2016-12-31
Common Stock
50000
0
D
/s/ Frank Lamanna as Attorney-in-Fact
2014-05-19