0001437749-14-009482.txt : 20140519
0001437749-14-009482.hdr.sgml : 20140519
20140519165900
ACCESSION NUMBER: 0001437749-14-009482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140519
DATE AS OF CHANGE: 20140519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prime Science & Technology Inc.
CENTRAL INDEX KEY: 0001588566
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 14855263
BUSINESS ADDRESS:
STREET 1: 18 MICHELLE WAY
CITY: PINE BROOK
STATE: NJ
ZIP: 07058
BUSINESS PHONE: 201-966-3472
MAIL ADDRESS:
STREET 1: 18 MICHELLE WAY
CITY: PINE BROOK
STATE: NJ
ZIP: 07058
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Luo Jiangang
CENTRAL INDEX KEY: 0001588515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 14855264
MAIL ADDRESS:
STREET 1: 18 MICHELLE WAY
CITY: PINE BROOK
STATE: NJ
ZIP: 07058
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-03-31
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001588515
Luo Jiangang
18 MICHELLE WAY
PINE BROOK
NJ
07058
1
1
0001588566
Prime Science & Technology Inc.
18 MICHELLE WAY
PINE BROOK
NJ
07058
1
Common Stock
2014-03-31
4
C
0
9108697
0.23
A
9108697
I
Held by Prime Science & Technology Inc.
Subordinated Convertible Debt
0.23
2014-03-31
4
C
0
1086957
0
D
2013-04-30
2016-12-31
Common Stock
1086957
0
I
Held by Prime Science & Technology Inc.
Subordinated Convertible Debt
0.23
2014-03-31
4
C
0
652174
0
D
2013-07-31
2016-12-31
Common Stock
652174
0
I
Held by Prime Science & Technology Inc.
Subordinated Convertible Debt
0.23
2014-03-31
4
C
0
869565
0
D
2013-09-30
2016-12-31
Common Stock
869565
0
I
Held by Prime Science & Technology Inc.
Subordinated Convertible Debt
0.23
2014-03-31
4
C
0
2173913
0
D
2013-10-31
2016-12-31
Common Stock
2173913
0
I
Held by Prime Science & Technology Inc.
Subordinated Convertible Debt
0.23
2014-03-31
4
C
0
434783
0
D
2013-12-31
2016-12-31
Common Stock
434783
0
I
Held by Prime Science & Technology Inc.
Subordinated Convertible Debt
0.23
2014-03-31
4
C
0
1282609
0
D
2014-01-31
2016-12-31
Common Stock
1282609
0
I
Held by Prime Science & Technology Inc.
Subordinated Convertible Debt
0.23
2014-03-31
4
C
0
2608696
0
D
2014-02-28
2016-12-31
Common Stock
2608696
0
I
Held by Prime Science & Technology Inc.
Common Stock Option
0.4800
2014-01-18
2023-12-18
Common Stock
50000
50000
D
Mr. Luo is Managing Partner and President of Prime Science & Technology Inc.
Date applies to 1/12th of the total as option vest monthly over a twelve month period.
/s/ Frank Lamana as Attorney-in-Fact
2014-05-19