0001437749-14-009482.txt : 20140519 0001437749-14-009482.hdr.sgml : 20140519 20140519165900 ACCESSION NUMBER: 0001437749-14-009482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prime Science & Technology Inc. CENTRAL INDEX KEY: 0001588566 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14855263 BUSINESS ADDRESS: STREET 1: 18 MICHELLE WAY CITY: PINE BROOK STATE: NJ ZIP: 07058 BUSINESS PHONE: 201-966-3472 MAIL ADDRESS: STREET 1: 18 MICHELLE WAY CITY: PINE BROOK STATE: NJ ZIP: 07058 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luo Jiangang CENTRAL INDEX KEY: 0001588515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14855264 MAIL ADDRESS: STREET 1: 18 MICHELLE WAY CITY: PINE BROOK STATE: NJ ZIP: 07058 4 1 rdgdoc.xml FORM 4 X0306 4 2014-03-31 0000924168 ENERGY FOCUS, INC/DE EFOI 0001588515 Luo Jiangang 18 MICHELLE WAY PINE BROOK NJ 07058 1 1 0001588566 Prime Science & Technology Inc. 18 MICHELLE WAY PINE BROOK NJ 07058 1 Common Stock 2014-03-31 4 C 0 9108697 0.23 A 9108697 I Held by Prime Science & Technology Inc. Subordinated Convertible Debt 0.23 2014-03-31 4 C 0 1086957 0 D 2013-04-30 2016-12-31 Common Stock 1086957 0 I Held by Prime Science & Technology Inc. Subordinated Convertible Debt 0.23 2014-03-31 4 C 0 652174 0 D 2013-07-31 2016-12-31 Common Stock 652174 0 I Held by Prime Science & Technology Inc. Subordinated Convertible Debt 0.23 2014-03-31 4 C 0 869565 0 D 2013-09-30 2016-12-31 Common Stock 869565 0 I Held by Prime Science & Technology Inc. Subordinated Convertible Debt 0.23 2014-03-31 4 C 0 2173913 0 D 2013-10-31 2016-12-31 Common Stock 2173913 0 I Held by Prime Science & Technology Inc. Subordinated Convertible Debt 0.23 2014-03-31 4 C 0 434783 0 D 2013-12-31 2016-12-31 Common Stock 434783 0 I Held by Prime Science & Technology Inc. Subordinated Convertible Debt 0.23 2014-03-31 4 C 0 1282609 0 D 2014-01-31 2016-12-31 Common Stock 1282609 0 I Held by Prime Science & Technology Inc. Subordinated Convertible Debt 0.23 2014-03-31 4 C 0 2608696 0 D 2014-02-28 2016-12-31 Common Stock 2608696 0 I Held by Prime Science & Technology Inc. Common Stock Option 0.4800 2014-01-18 2023-12-18 Common Stock 50000 50000 D Mr. Luo is Managing Partner and President of Prime Science & Technology Inc. Date applies to 1/12th of the total as option vest monthly over a twelve month period. /s/ Frank Lamana as Attorney-in-Fact 2014-05-19