0001437749-14-001271.txt : 20140130
0001437749-14-001271.hdr.sgml : 20140130
20140130154342
ACCESSION NUMBER: 0001437749-14-001271
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140128
FILED AS OF DATE: 20140130
DATE AS OF CHANGE: 20140130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE
CENTRAL INDEX KEY: 0000924168
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 943021850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 5104900719
MAIL ADDRESS:
STREET 1: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
FORMER COMPANY:
FORMER CONFORMED NAME: FIBERSTARS INC /CA/
DATE OF NAME CHANGE: 19940527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tu James
CENTRAL INDEX KEY: 0001564957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24230
FILM NUMBER: 14560693
MAIL ADDRESS:
STREET 1: ENERGY FOCUS, INC.
STREET 2: 32000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
4
1
rdgdoc.xml
FORM 4
X0306
4
2014-01-28
0000924168
ENERGY FOCUS, INC/DE
EFOI
0001564957
Tu James
ENERGY FOCUS, INC.
32000 AURORA ROAD, SUITE B
SOLON
OH
44139
1
1
Executive Chairman and CEO
Stock option
0.41
2014-01-28
4
A
0
800000
0
A
2014-02-28
2024-01-28
Common Stock
800000
800000
D
Date applies to 1/11th of the total as option vest monthly over an eleven month period.
/s/ James Tu
2014-01-30