0001437749-14-001271.txt : 20140130 0001437749-14-001271.hdr.sgml : 20140130 20140130154342 ACCESSION NUMBER: 0001437749-14-001271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140128 FILED AS OF DATE: 20140130 DATE AS OF CHANGE: 20140130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY FOCUS, INC/DE CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 FORMER COMPANY: FORMER CONFORMED NAME: FIBERSTARS INC /CA/ DATE OF NAME CHANGE: 19940527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tu James CENTRAL INDEX KEY: 0001564957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24230 FILM NUMBER: 14560693 MAIL ADDRESS: STREET 1: ENERGY FOCUS, INC. STREET 2: 32000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 4 1 rdgdoc.xml FORM 4 X0306 4 2014-01-28 0000924168 ENERGY FOCUS, INC/DE EFOI 0001564957 Tu James ENERGY FOCUS, INC. 32000 AURORA ROAD, SUITE B SOLON OH 44139 1 1 Executive Chairman and CEO Stock option 0.41 2014-01-28 4 A 0 800000 0 A 2014-02-28 2024-01-28 Common Stock 800000 800000 D Date applies to 1/11th of the total as option vest monthly over an eleven month period. /s/ James Tu 2014-01-30